George J. Kimball

NEEDHAM ADVISORY

North Andover, MA 01845

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CRD#: 1108380

Professional summary

George Jones Kimball is a registered financial advisor currently at NEEDHAM ADVISORY CORPORATION located in North Andover, Massachusetts.

George is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1983. George has worked at 12 firms and has passed the Series 63, Series 52 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view George Jones Kimball's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 26, 2018 - Present

NEEDHAM ADVISORY CORPORATION

Office #1: 861 Turnpike Street Unit 226, North Andover, MA 01845

RIA

CRD#: 105378

North Andover, MA

Past

February 23, 2016 - October 16, 2018

KIMBALL CAPITAL MANAGEMENT LLC

RIA

CRD#: 282795

LEXINGTON, MA

Past

June 8, 2015 - January 29, 2016

HARBOR POINT CAPITAL MANAGEMENT, LLC

RIA

CRD#: 153753

WOBURN, MA

Past

March 10, 2014 - August 18, 2014

CAPITAL SECURITY ADVISORS LLC

RIA

CRD#: 170059

BOSTON, MA

Past

September 17, 2012 - April 3, 2013

J.P. MORGAN PRIVATE WEALTH ADVISORS LLC

RIA

CRD#: 108559

SAN FRANCISCO, CA

Past

October 1, 2008 - October 6, 2008

J.P. MORGAN SECURITIES LLC

CRD#: 79

BOSTON, MA

Past

September 18, 2006 - October 1, 2008

J.P. MORGAN SECURITIES INC.

CRD#: 18718

BOSTON, MA

Past

September 8, 2003 - February 23, 2005

COLUMBIA MANAGEMENT ADVISORS, INC.

RIA

CRD#: 105842

BOSTON, MA

Past

March 30, 2001 - October 25, 2002

FIS SECURITIES, INC.

CRD#: 30533

BOSTON, MA

Past

December 6, 1996 - June 30, 2000

GLOBAL ALTERNATIVE INVESTMENT SERVICES, INC.

CRD#: 487

CHARLOTTE, NC

Past

September 4, 1991 - December 6, 1996

FIDUCIARY INVESTMENT COMPANY, INC.

CRD#: 1985

BOSTON, MA

Past

May 26, 1983 - May 10, 1985

J. BUSH & CO., INCORPORATED

CRD#: 5355

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

NEEDHAM ADVISORY CORPORATION

NEEDHAM ADVISORY CORP. | R. B. NEEDHAM ADVISORY CORP. | NEEDHAM R B ADVISORY CORP | NEEDHAM ADVISORY CORPORATION

CRD#: 105378 / SEC#: 801-132495

RIA

Registered Investment Advisory firm - (4/21/2025 Approved)

Florida

Registered Investment Advisory firm - (1/13/2025 Terminated)

Massachusetts

Registered Investment Advisory firm - (7/2/2025 Terminated)

New Hampshire

Registered Investment Advisory firm - (7/9/2025 Terminated)

Texas

Registered Investment Advisory firm - (7/2/2025 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Massachusetts
(10/2/2018)

IAR

New Hampshire
(9/26/2018)

IAR

Texas
(9/26/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 9/7/2006

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 52

Date: 6/28/1988

Municipal Securities Representative Examination

General Industry/Product Exam

Series 7

Date: 5/21/1983

General Securities Representative Examination

Current Firm

NEEDHAM ADVISORY CORPORATION

NEEDHAM ADVISORY CORP. | R. B. NEEDHAM ADVISORY CORP. | NEEDHAM R B ADVISORY CORP | NEEDHAM ADVISORY CORPORATION

CRD#: 105378 / SEC#: 801-132495

RIA

Registered Investment Advisory firm - (4/21/2025 Approved)

Florida

Registered Investment Advisory firm - (1/13/2025 Terminated)

Massachusetts

Registered Investment Advisory firm - (7/2/2025 Terminated)

New Hampshire

Registered Investment Advisory firm - (7/9/2025 Terminated)

Texas

Registered Investment Advisory firm - (7/2/2025 Terminated)

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Contact information

Main Address

861 Turnpike Street Unit 226, North Andover, MA 01845

Mailing Address

P.o. Box 398, Andover, MA 01810

Phone number

(978) 681-8821

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

RB NEEDHAM ADVISORY CORP. FORM ADV PART 2 AS OF 12/31/2023 (3/21/2025)

Regulatory assets under management

Total Number of Accounts	248
AUM (Assets Under Management)	$ 100,180,105

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
01/27/2025	Cover Page	Report
04/03/2024	Cover Page	Report
03/07/2024	Cover Page	Report
10/30/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

George J. Kimball

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view George Jones Kimball's CRS (Customer Relationship Summary).

Certified licenses

Experience

KIMBALL CAPITAL MANAGEMENT LLC

HARBOR POINT CAPITAL MANAGEMENT, LLC

CAPITAL SECURITY ADVISORS LLC

J.P. MORGAN PRIVATE WEALTH ADVISORS LLC

J.P. MORGAN SECURITIES LLC

J.P. MORGAN SECURITIES INC.

COLUMBIA MANAGEMENT ADVISORS, INC.

FIS SECURITIES, INC.

GLOBAL ALTERNATIVE INVESTMENT SERVICES, INC.

FIDUCIARY INVESTMENT COMPANY, INC.

J. BUSH & CO., INCORPORATED

Primary Firm SEC Registration

NEEDHAM ADVISORY CORPORATION

State Registrations and Notice Filings

Exams

Series 63

Date: 9/7/2006

Series 52

Date: 6/28/1988

Series 7

Date: 5/21/1983

Current Firm

NEEDHAM ADVISORY CORPORATION

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

NEEDHAM ADVISORY CORPORATION

TRUST BUT VERIFY

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