William C. Montignani
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William Charles Montignani, who also goes by Bill Montignani, Monty Montignani, William C Montignani, was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 1983. William had worked at 17 firms and has passed the Series 65, Series 63, Series 7, Series 2 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 18, 2013 - April 9, 2014
ALLSTATE FINANCIAL SERVICES, LLC
March 4, 2011 - December 31, 2011
MUTUAL OF OMAHA INVESTOR SERVICES, INC.
March 26, 2008 - December 22, 2010
FIRST COMMAND BROKERAGE SERVICES, INC.
March 26, 2008 - December 22, 2010
FIRST COMMAND BROKERAGE SERVICES, INC.
May 10, 2007 - January 9, 2008
AMERIPRISE FINANCIAL SERVICES, LLC
May 3, 2007 - January 9, 2008
AMERIPRISE FINANCIAL SERVICES, LLC
January 12, 2007 - March 23, 2007
MML INVESTORS SERVICES, LLC
September 7, 2006 - December 31, 2006
HFG ADVISORS, L.L.C.
June 20, 2006 - March 23, 2007
MML INVESTORS SERVICES, LLC
January 4, 2006 - June 5, 2006
UVEST FINANCIAL SERVICES GROUP, INC.
January 4, 2006 - June 5, 2006
UVEST FINANCIAL SERVICES GROUP, INC.
January 11, 2005 - December 31, 2005
VSR FINANCIAL SERVICES, INC.
January 11, 2005 - December 31, 2005
VSR FINANCIAL SERVICES, INC.
December 12, 2002 - January 3, 2005
MSI FINANCIAL SERVICES, INC.
November 12, 2002 - January 3, 2005
METROPOLITAN LIFE INSURANCE COMPANY
November 12, 2002 - January 3, 2005
MSI FINANCIAL SERVICES, INC.
November 21, 2000 - October 25, 2002
SCOTT & STRINGFELLOW, LLC
October 19, 2000 - October 25, 2002
SCOTT & STRINGFELLOW, LLC
March 10, 2000 - November 17, 2000
WADDELL & REED
May 26, 1999 - March 10, 2000
ONEAMERICA SECURITIES, INC.
August 5, 1998 - May 14, 1999
CONSECO SECURITIES, INC.
April 8, 1998 - August 5, 1998
CONSECO FINANCIAL SERVICES, INC.
December 5, 1995 - September 15, 1997
WADDELL & REED
October 23, 1985 - December 8, 1995
IDS LIFE INSURANCE COMPANY
September 19, 1985 - December 8, 1995
AMERIPRISE FINANCIAL SERVICES, LLC
February 28, 1983 - February 12, 1985
AEGON USA SECURITIES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 2
Date: 6/30/1975
Non-Member General Securities ExaminationCurrent Firm
ALLSTATE FINANCIAL SERVICES, LLC
CRD#: 18272 / SEC#: , 8-36365
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ALLSTATE INSURANCE COMPANY | OWNER | |
| BOUDREAU, JOHN DOUGLAS | CHIEF COMPLIANCE OFFICER, VICE PRESIDENT AND EXECUTIVE REPRESENTATIVE | 6357880 |
| DELANEY, SCOTT SULLIVAN | PRESIDENT AND CHIEF EXECUTIVE OFFICER | 2978681 |
| LANSPA, PAUL DONALD | CHIEF OPERATING OFFICER | 6449159 |
| MUELLER, DAVID JOHN | GENERAL COUNSEL AND SECRETARY | 7807045 |
| NELSON, MARY KRIS | CHAIRMAN OF THE BOARD | 2464654 |
| SWEENEY, MICHAEL DANIEL | AML OFFICER | 2026113 |
| WHITCOMB, MICHAEL JAMES | FINOP | 7495756 |
Disclosures
| Regulatory Event | 4 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
