Frank J. Bodi

ASSET STRATEGIES,

lisle, IL 60532

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CRD#: 1107838

Professional summary

Frank J Bodi, who also goes by Frank Bodi, is a registered financial advisor currently at ASSET STRATEGIES, INC located in Lisle, Illinois.

Frank is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1983. Frank has worked at 15 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Frank Bodi

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Frank J Bodi's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 29, 2025 - Present

ASSET STRATEGIES, INC

Office #1: 4722 Main St, Lisle, IL 60532

RIA

CRD#: 104512

lisle, IL

Past

April 17, 2024 - December 31, 2024

ASSET STRATEGIES, INC

RIA

CRD#: 104512

LISLE, IL

Past

July 11, 2017 - February 16, 2024

LANDOLT SECURITIES, INC.

RIA

CRD#: 28352

Solon, OH

Past

March 13, 2017 - February 16, 2024

LANDOLT SECURITIES, INC.

CRD#: 28352

Solon, OH

Past

September 7, 2016 - January 3, 2017

IFS SECURITIES

CRD#: 40375

ATLANTA, GA

Past

September 2, 2016 - January 3, 2017

SB ADVISORY, LLC

RIA

CRD#: 154680

Solon, OH

Past

January 31, 2013 - September 1, 2016

REALTA INVESTMENT ADVISORS, INC

RIA

CRD#: 134952

WILMINGTON, DE

Past

January 9, 2013 - September 1, 2016

REALTA EQUITIES, INC.

CRD#: 23769

SOLON, OH

Past

March 3, 2010 - December 18, 2012

FINTEGRA, LLC

RIA

CRD#: 16741

SOLON, OH

Past

February 22, 2010 - December 18, 2012

FINTEGRA, LLC

CRD#: 16741

SOLON, OH

Past

June 23, 2008 - February 23, 2010

CAPITAL CITY SECURITIES, LLC

CRD#: 146001

POWELL, OH

Past

March 12, 2008 - March 15, 2010

CAPITAL CITY ASSET MANAGEMENT GROUP, LLC

RIA

CRD#: 134008

POWELL, OH

Past

September 4, 2007 - November 15, 2007

INTEROCEAN SECURITIES LLC

CRD#: 141077

SOLON, OH

Past

July 3, 2006 - September 5, 2007

ACCOUNTING INVESTMENT SERVICES, INC.

RIA

CRD#: 111686

PARMA, OH

Past

April 2, 2003 - December 31, 2004

ACCOUNTING INVESTMENT SERVICES, INC.

RIA

CRD#: 111686

CLEVELAND, OH

Past

May 30, 2002 - September 5, 2007

PRIM SECURITIES, INCORPORATED

CRD#: 30504

INDEPENDENCE, OH

Past

September 1, 2000 - May 10, 2002

UBS FINANCIAL SERVICES INC.

CRD#: 8174

WEEHAWKEN, NJ

Past

March 27, 1984 - September 22, 2000

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Past

April 20, 1983 - November 15, 1983

FIRST CLEVELAND INVESTMENTS, INC.

CRD#: 3928

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Ohio
(7/29/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 1/21/2011

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 12/20/1985

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/16/1983

General Securities Representative Examination

Current Firm

ASSET STRATEGIES, INC

ASSET STRATEGIES, INC | ASSET STRATEGIES,INC

CRD#: 104512 / SEC#:

Florida

Registered Investment Advisory firm - (7/9/1996 Approved)

Georgia

Registered Investment Advisory firm - (4/30/2025 Approved)

Illinois

Registered Investment Advisory firm - (7/10/1984 Approved)

Indiana

Registered Investment Advisory firm - (2/4/2025 Approved)

Ohio

Registered Investment Advisory firm - (1/30/2025 Approved)

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Contact information

Main Address

4722 Main St., Lisle, IL 60532

Mailing Address

Phone number

(630) 241-1122

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	181
AUM (Assets Under Management)	$ 50,186,580

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Frank J. Bodi

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Frank J Bodi's CRS (Customer Relationship Summary).

Certified licenses

Experience

ASSET STRATEGIES, INC

LANDOLT SECURITIES, INC.

LANDOLT SECURITIES, INC.

IFS SECURITIES

SB ADVISORY, LLC

REALTA INVESTMENT ADVISORS, INC

REALTA EQUITIES, INC.

FINTEGRA, LLC

FINTEGRA, LLC

CAPITAL CITY SECURITIES, LLC

CAPITAL CITY ASSET MANAGEMENT GROUP, LLC

INTEROCEAN SECURITIES LLC

ACCOUNTING INVESTMENT SERVICES, INC.

ACCOUNTING INVESTMENT SERVICES, INC.

PRIM SECURITIES, INCORPORATED

UBS FINANCIAL SERVICES INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

FIRST CLEVELAND INVESTMENTS, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 1/21/2011

Series 63

Date: 12/20/1985

SIE

Date: 10/1/2018

Series 7

Date: 4/16/1983

Current Firm

ASSET STRATEGIES, INC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

ASSET STRATEGIES, INC

TRUST BUT VERIFY

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