William D. Mccord
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William Doyne Mccord, who also goes by Bill Mccord, Billy Mccord, was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 1983. William had worked at 5 firms and has passed the Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 23, 1992 - December 31, 1993
ANGLO-AMERICAN INVESTOR SERVICES CORP.
October 10, 1990 - March 1, 1991
FIRST AMERICAN SECURITIES, INC.
September 6, 1989 - August 7, 1990
FIRSTMONEY SECURITIES CORPORATION
September 21, 1988 - February 8, 1989
ALLISON, ROSENBLUM & HANNAHS, INC.
June 6, 1983 - September 28, 1988
UNITED CAPITAL CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ANGLO-AMERICAN INVESTOR SERVICES CORP.
CRD#: 14278 / SEC#: , 8-29007
Contact information
Documents
Disclosures
| Regulatory Event | 5 |
Red Flags
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