Gordon B. Turner
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gordon Blair Turner, who also goes by Gordon Blair, was a registered financial advisor .
Gordon is a previously registered financial advisor and started their career in finance in 1983. Gordon had worked at 7 firms and has passed the Series 65, Series 63, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 22, 1996 - August 14, 2002
A&S CAPITAL ADVISORS, INC.
October 29, 1996 - August 14, 2002
ANDERSON & STRUDWICK, INCORPORATED
September 4, 1990 - October 24, 1996
PRUDENTIAL EQUITY GROUP, LLC
July 17, 1987 - September 13, 1990
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
March 30, 1983 - December 24, 1986
AMERICAN EXPRESS FINANCIAL CORPORATION
March 30, 1983 - July 31, 1987
AMERIPRISE FINANCIAL SERVICES, LLC
March 30, 1983 - February 7, 1990
IDS LIFE INSURANCE COMPANY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current firm
No current employment
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
