Antony K. Devassy
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CRD#: 1107705
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Antony Koduvalil Devassy, CFP®, who also goes by Tony Devassy, was a registered financial professional .
Antony is a previously registered financial professional and started their career in finance in 1983. Antony had worked at 7 firms and has passed the Series 63, SIE, Series 7, Series 22 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Tony Devassy
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) CARE AND SHARE - AT BRANCH OFFICE - PRESIDENT - DISBURSEMENT OF FUNDS TO VARIOUS CHARITIES AS DIRECTED BY THE BOARD OF DIRECTORS. THIS IS PURELY A VOLUNTARY SERVICE, I DO NOT GET ANY INCOME OR BENEFITS. THIS IS A 501(C)3 ORGANIZATION - 5 HRS A MONTH ZERO DURING TRADING HOURS
2) NRI TAX AND LEGAL SERVICES - AT BRANCH OFFICE - CONNECTING THE POTENTIAL SELLERS OF THE US/INDIAN REAL ESTATE OWNERS WITH THE PARENT COMPANY IN COCHIN, INDIA. (NRI TAX AND LEGAL SERVICES) - 10 HRS A MONTH, ZERO HRS SPENT DURING TRADING HOURS - NO COMPENSATION UNLESS THEY INVEST MONEY WITH ME.
3) FIDELIS FUNERAL CONSULTANTS - AT BRANCH OFFICE - WILL BE WORKING WORKING WITH VARIOUS INDIAN CHURCHES OF MY COMMUNITY TO HELP THEM SUBSTANTIALLY REDUCE THE COST OF FUNERAL EXPENSES. IN THAT PROCESS I WILL BE AQUIRING NEW CLIENTS ALSO - 4 HRS A MONT ZERO DURING TRADING - HOURLY/FLAT RATE.
4) INSURANCE AGENT - 1983 TO PRESENT. INVESTMENT-RELATED. 16612 W 159TH STREET, SUITE 204, LOCKPORT, IL 60441. DUTIES INCLUDE OFFERING INSURANCE PRODUCTS AND SERVICES TO CLIENTS. 50% OF TIME SPENT ON THIS ACTIVITY DURING NORMAL BUSINESS HOURS.
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 1988
Experience
Past
October 31, 2018 - April 1, 2024
SEQUENT PLANNING, LLC
RIA
CRD#: 160381
LOCKPORT, IL
Past
January 3, 2017 - January 11, 2017
SUMMIT FINANCIAL GROUP INC
RIA
CRD#: 109485
LEAWOOD, KS
Past
January 3, 2017 - January 11, 2017
SUMMIT BROKERAGE SERVICES, INC.
BD
CRD#: 34643
LEAWOOD, KS
Past
February 11, 2011 - December 31, 2016
SUMMIT FINANCIAL GROUP INC
RIA
CRD#: 109485
Leawood, KS
Past
February 11, 2011 - December 31, 2016
SUMMIT BROKERAGE SERVICES, INC.
BD
CRD#: 34643
LEAWOOD, KS
Past
November 18, 2003 - February 11, 2011
QA3 FINANCIAL LLC
RIA
CRD#: 104957
LOCKPORT, IL
Past
August 28, 2003 - February 11, 2011
QA3 FINANCIAL CORP.
BD
CRD#: 14754
LOCKPORT, IL
Past
October 1, 1998 - August 28, 2003
AMERIPRISE FINANCIAL SERVICES, LLC
RIA
CRD#: 6363
LOMBARD, IL
Past
April 13, 1983 - December 24, 1986
AMERICAN EXPRESS FINANCIAL CORPORATION
BD
CRD#: 6320
Past
April 13, 1983 - August 28, 2003
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
MINNEAPOLIS, MN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SP
SEQUENT PLANNING, LLC
ELEVUS | UNION PLANNING CENTER | SEQUENT PLANNING, LLC | FUTURITY FIRST WEALTH MANAGEMENT
CRD#: 160381 / SEC#: 801-113971
RIA
Registered Investment Advisory firm - (9/10/2018 Approved)Arizona
Registered Investment Advisory firm - (9/27/2018 Terminated)Florida
Registered Investment Advisory firm - (9/27/2018 Terminated)Iowa
Registered Investment Advisory firm - (10/1/2018 Terminated)Louisiana
Registered Investment Advisory firm - (9/27/2018 Terminated)Maryland
Registered Investment Advisory firm - (10/12/2018 Terminated)Michigan
Registered Investment Advisory firm - (9/28/2018 Terminated)Nebraska
Registered Investment Advisory firm - (9/27/2018 Terminated)Nevada
Registered Investment Advisory firm - (10/31/2018 Terminated)New Jersey
Registered Investment Advisory firm - (10/2/2018 Terminated)North Carolina
Registered Investment Advisory firm - (9/27/2018 Terminated)Ohio
Registered Investment Advisory firm - (9/27/2018 Terminated)Oregon
Registered Investment Advisory firm - (9/27/2018 Terminated)Texas
Registered Investment Advisory firm - (9/27/2018 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
This advisor is not registered in any state.
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
SP
SEQUENT PLANNING, LLC
ELEVUS | UNION PLANNING CENTER | SEQUENT PLANNING, LLC | FUTURITY FIRST WEALTH MANAGEMENT
CRD#: 160381 / SEC#: 801-113971
RIA
Registered Investment Advisory firm - (9/10/2018 Approved)Arizona
Registered Investment Advisory firm - (9/27/2018 Terminated)Florida
Registered Investment Advisory firm - (9/27/2018 Terminated)Iowa
Registered Investment Advisory firm - (10/1/2018 Terminated)Louisiana
Registered Investment Advisory firm - (9/27/2018 Terminated)Maryland
Registered Investment Advisory firm - (10/12/2018 Terminated)Michigan
Registered Investment Advisory firm - (9/28/2018 Terminated)Nebraska
Registered Investment Advisory firm - (9/27/2018 Terminated)Nevada
Registered Investment Advisory firm - (10/31/2018 Terminated)New Jersey
Registered Investment Advisory firm - (10/2/2018 Terminated)North Carolina
Registered Investment Advisory firm - (9/27/2018 Terminated)Ohio
Registered Investment Advisory firm - (9/27/2018 Terminated)Oregon
Registered Investment Advisory firm - (9/27/2018 Terminated)Texas
Registered Investment Advisory firm - (9/27/2018 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
8420 West Dodge Road Suite 110, Omaha, NE 68114
Mailing Address
Phone number
(402) 953-3544
Established
Firm type
Fiscal year end
# of Employees
91
SEC notice filing (39 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 5,102 |
| AUM (Assets Under Management) | $ 394,657,254 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
