David C. King

ALLSTATE FINANCIAL ADVISORS

Macomb, IL 61455-2219

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CRD#: 1107699

Professional summary

David Charles King is a registered financial advisor currently at ALLSTATE FINANCIAL ADVISORS, LLC located in Macomb, Illinois and ALLSTATE FINANCIAL SERVICES, LLC located in Macomb, Illinois.

David is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1983. David has worked at 10 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

--OSG INSURANCE POSITION: none NATURE: Insurance INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 1 START DATE: 01/01/1990 ADDRESS: 37 Lindenleaf Lane, Ste 100, Belleville IL 62223, United States DESCRIPTION: Receiving Trails, I make myself availavailable to the new rep of record to help with questions on clients accounts. Some of these clients are becoming Allstate clients. --ED MCMANUS @ SILVER OAK SECURITIES POSITION: None NATURE: Managed Assets INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 09/14/2016 ADDRESS: 122 Lee Parkway Drive, Ste 101, Chattanooga TN 37421, United States DESCRIPTION: Answer questions about and my old clients on past info, when I dealt with them, for Ed. Some old Clients will do business with me at Allstate. Silver Oak has aproved Ed taking over my old clients as ed and I had planned. TRAIL COMM FROM EVERLAKE, LBL, WILTONRE, & THE STD POSITION: Agent NATURE: Ser Allstate Legacy Bus for Everlake, LBL, Wilton Re, & Std acc's. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 07/01/2025 ADDRESS: 28 West Side Square, Macomb IL 61455, United States DESCRIPTION: Ser'g Cust for Allstate Leg'y bus.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Charles King's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 3, 2017 - Present

ALLSTATE FINANCIAL ADVISORS, LLC

Office #1: 28 W Side Sq, Macomb, IL 61455-2219

RIA

CRD#: 109524

Macomb, IL

Current

April 3, 2017 - Present

ALLSTATE FINANCIAL SERVICES, LLC

Office #1: 28 W Side Sq, Macomb, IL 61455-2219

CRD#: 18272

Macomb, IL

Past

February 3, 2017 - March 21, 2017

SILVER OAK SECURITIES, INCORPORATED

RIA

CRD#: 46947

Yorkville, IL

Past

September 16, 2014 - September 27, 2016

SEVERIN INVESTMENTS LLC

RIA

CRD#: 166567

CREVE COEUR, MO

Past

September 11, 2014 - November 2, 2016

LPL FINANCIAL LLC

CRD#: 6413

CREVE COUER, MO

Past

July 11, 2013 - December 31, 2014

CUTTINGEDGE ADVISORS

RIA

CRD#: 146371

ST. LOUIS, MO

Past

March 21, 2011 - September 19, 2014

CONCORDE INVESTMENT SERVICES, LLC

CRD#: 151604

ST. LOUIS, MO

Past

February 2, 2010 - March 21, 2011

SILVER OAK SECURITIES, INCORPORATED

CRD#: 46947

JACKSON, TN

Past

April 20, 1999 - February 10, 2010

LPL FINANCIAL LLC

RIA

CRD#: 6413

BELLEVILLE, IL

Past

July 15, 1991 - February 10, 2010

LPL FINANCIAL LLC

CRD#: 6413

BELLEVILLE, IL

Past

October 29, 1987 - July 26, 1991

EDWARD JONES

CRD#: 250

ST. LOUIS, MO

Past

April 3, 1984 - October 27, 1987

WS GRIFFITH SECURITIES, INC.

CRD#: 10410

Past

July 28, 1983 - April 9, 1984

PRUCO SECURITIES, LLC.

CRD#: 5685

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ALLSTATE FINANCIAL ADVISORS, LLC

ALLSTATE FINANCIAL ADVISORS LLC | ALLSTATE FINANCIAL ADVISORS, LLC

CRD#: 109524 / SEC#: 801-68510

RIA

Registered Investment Advisory firm - (11/21/2007 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Florida
(2/25/2020)

Illinois
(4/3/2017)

IAR

Illinois
(4/3/2017)

Iowa
(6/7/2019)

Michigan
(11/10/2023)

Missouri
(8/31/2020)

Texas
(11/3/2023)

Wisconsin
(5/31/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/27/1999

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 7/3/1984

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/15/1984

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 7/15/1983

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 10/14/1994

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

ALLSTATE FINANCIAL ADVISORS, LLC

ALLSTATE FINANCIAL ADVISORS LLC | ALLSTATE FINANCIAL ADVISORS, LLC

CRD#: 109524 / SEC#: 801-68510

RIA

Registered Investment Advisory firm - (11/21/2007 Approved)

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Contact information

Main Address

151 N 8th Street, Suite 450, Lincoln, NE 68508

Mailing Address

151 N 8th Street, Suite 450, Lincoln, NE 68508

Phone number

(877) 232-2142

Established

Firm type

Fiscal year end

# of Employees

337

SEC notice filing (49 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

AFA FORM ADV FIRM BROCHURE 2025 (3/31/2025)

Regulatory assets under management

Total Number of Accounts	280
AUM (Assets Under Management)	$ 82,015,793

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

David C. King

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Charles King's CRS (Customer Relationship Summary).

Certified licenses

Experience

ALLSTATE FINANCIAL SERVICES, LLC

SILVER OAK SECURITIES, INCORPORATED

SEVERIN INVESTMENTS LLC

LPL FINANCIAL LLC

CUTTINGEDGE ADVISORS

CONCORDE INVESTMENT SERVICES, LLC

SILVER OAK SECURITIES, INCORPORATED

LPL FINANCIAL LLC

LPL FINANCIAL LLC

EDWARD JONES

WS GRIFFITH SECURITIES, INC.

PRUCO SECURITIES, LLC.

Primary Firm SEC Registration

ALLSTATE FINANCIAL ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 12/27/1999

Series 63

Date: 7/3/1984

SIE

Date: 10/1/2018

Series 7

Date: 12/15/1984

Series 6

Date: 7/15/1983

Series 24

Date: 10/14/1994

FINRA

Current Firm

ALLSTATE FINANCIAL ADVISORS, LLC

Contact information

SEC notice filing (49 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ALLSTATE FINANCIAL ADVISORS, LLC

TRUST BUT VERIFY

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