Henry V. Kaelber
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Henry Victor Kaelber, CFP® was a registered financial professional .
Henry is a previously registered financial professional and started their career in finance in 1983. Henry had worked at 9 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 20, 2003 - December 31, 2018
ELF CAPITAL MANAGEMENT, LLC
August 14, 1987 - April 27, 1995
KIDDER, PEABODY & CO. INCORPORATED
January 21, 1987 - August 10, 1987
INTEGRATED RESOURCES EQUITY CORPORATION
December 23, 1986 - February 5, 1987
AMERIPRISE FINANCIAL SERVICES, LLC
February 19, 1986 - December 15, 1986
BEURET & COMPANY, LTD.
February 17, 1984 - March 7, 1986
PHILIPS, APPEL & WALDEN, INC.
August 8, 1983 - February 25, 1984
AMFCO SECURITIES, INC.
May 3, 1983 - September 8, 1983
MARSAN SECURITIES CO., INC.
March 22, 1983 - March 26, 1984
M. RIMSON & CO., INC.
State Registrations and Notice Filings
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Exams
Current Firm
ELF CAPITAL MANAGEMENT, LLC
CRD#: 125672 / SEC#:
Contact information
Red Flags
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