David F. Larrabee
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
David Fowler Larrabee was a registered financial professional .
David is a previously registered financial professional and started their career in finance in 1995. David had worked at 2 firms and has passed the Series 63, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 4, 2002 - December 31, 2002
AMERICAN CENTURY BROKERAGE, INC.
June 1, 1995 - May 30, 2012
AMERICAN CENTURY INVESTMENT SERVICES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
AMERICAN CENTURY BROKERAGE, INC.
CRD#: 42846 / SEC#: , 8-50034
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| AMERICAN CENTURY COMPANIES, INC. | PARENT COMPANY | |
| ETHERINGTON, CHARLES A | CLO | 2473136 |
| LEIS, JOHN ANTHONY | CEO, PRESIDENT,DIRECTOR | 2324896 |
| MCCLAIN, STEVEN J | DIRECTOR | 4788572 |
| RADDIE, MICHAEL JON | COO, VICE PRESIDENT, DIRECTOR | 1607037 |
| SCHUMAKER, AMY DIANE | CCO | 2556023 |
| WAGGONER, JAMI D | CHIEF FINANCIAL OFFICER | 2728244 |
Disclosures
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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