Mark C. Jordan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Mark Conrad Jordan was a registered financial professional .
Mark is a previously registered financial professional and started their career in finance in 1983. Mark had worked at 4 firms and has passed the Series 63, SIE, Series 87, Series 7 and Series 000 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 2, 2008 - May 2, 2018
NOBLE CAPITAL MARKETS, INC.
March 6, 1992 - December 3, 2007
A. G. EDWARDS & SONS, INC.
July 28, 1983 - March 15, 1985
UNDERWOOD, NEUHAUS & CO., INCORPORATED
May 26, 1983 - July 12, 1983
ROTAN MOSLE INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 000
Date: 6/7/1973
General Securities Principal ExaminationCurrent Firm
NOBLE CAPITAL MARKETS, INC.
CRD#: 15768 / SEC#: , 8-32706
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 9 |
| Arbitration | 11 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
