Thomas W. Bodensteiner
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Thomas Walter Bodensteiner, who also goes by Thomas W Bodensteiner, was a registered financial professional .
Thomas is a previously registered financial professional and started their career in finance in 1983. Thomas had worked at 11 firms and has passed the Series 65, Series 63, Series 99TO, SIE, Series 7, Series 2 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 9, 2021 - December 13, 2023
WILON WEALTH MANAGEMENT
July 9, 2020 - November 4, 2021
PURSHE KAPLAN STERLING INVESTMENTS
July 7, 2020 - October 19, 2021
BODENSTEINER INVESTMENT ADVISORS, INC
September 20, 2019 - July 8, 2020
CETERA WEALTH SERVICES, LLC
September 1, 2016 - September 29, 2020
SUMMIT FINANCIAL GROUP INC
September 1, 2016 - September 20, 2019
SUMMIT BROKERAGE SERVICES, INC.
February 7, 2003 - September 1, 2016
VSR FINANCIAL SERVICES, INC.
November 20, 2001 - February 7, 2003
THE MASTERS, INC.
October 30, 2001 - September 1, 2016
VSR FINANCIAL SERVICES, INC.
January 1, 1999 - August 29, 2019
BIA FINANCIAL SERVICES, INC.
March 13, 1998 - November 1, 2001
TRANSAMERICA FINANCIAL ADVISORS, LLC
February 28, 1983 - March 12, 1998
AEGON USA SECURITIES INC.
Primary Firm SEC Registration
WILON WEALTH MANAGEMENT
CRD#: 313185 / SEC#: 801-120747
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 2
Date: 10/2/1969
Non-Member General Securities ExaminationCurrent Firm
WILON WEALTH MANAGEMENT
CRD#: 313185 / SEC#: 801-120747
Contact information
SEC notice filing (8 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 866 |
| AUM (Assets Under Management) | $ 217,434,618 |
Red Flags
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