Robert G. Laplaca
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert George Laplaca, who also goes by Robert G Laplaca, was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1983. Robert had worked at 10 firms and has passed the SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 25, 2013 - September 6, 2021
THE JEFFREY MATTHEWS FINANCIAL GROUP, L.L.C.
May 19, 2010 - October 8, 2012
RAYMOND JAMES & ASSOCIATES, INC.
February 10, 2003 - October 27, 2009
J. B. HANAUER & CO.
September 28, 1995 - December 5, 2002
W.A. CAPITAL MARKETS
January 13, 1995 - September 12, 1995
R.W. SMITH & ASSOCIATES, LLC
March 22, 1993 - November 4, 1994
R.W. SMITH & ASSOCIATES, LLC
September 9, 1992 - December 10, 1992
A. F. BEST SECURITIES, INC.
March 23, 1990 - September 11, 1992
GMS GROUP
May 2, 1989 - January 27, 1990
G.I.M.B. MUNICIPAL SECURITIES BROKER
January 1, 1988 - May 6, 1988
EMANUEL AND COMPANY
June 23, 1983 - July 31, 1987
MCLAUGHLIN, PIVEN, VOGEL SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
THE JEFFREY MATTHEWS FINANCIAL GROUP, L.L.C.
CRD#: 41282 / SEC#: , 8-49352
Contact information
FINRA licenses (49 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| HALPERT, JEFFREY ROSS | CEO | 2072459 |
| HALPERT, JEFFREY ROSS | PRESIDENT | 2072459 |
| HYNES, EDWARD JAMES JR | MEMBER | 1058397 |
| PASCULLI, ANTHONY GREGORY | MEMBER | 2238324 |
| CHIECO, DAVID ANTHONY | MEMBER | 1563513 |
| FEINSTEIN, GEOFF IRA | MEMBER | 2259310 |
| ALMERINI, LOUIS ACHILLE | FINOP | 1605183 |
| COLARUSSO, GINNY | CCO | 4221362 |
| GARBUS, STEVEN DAVID | MEMBER | 1268525 |
Disclosures
| Regulatory Event | 6 |
| Arbitration | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
