Jeffery H. Stroman
Professional summary
Jeffery Hal Stroman, who also goes by Jeff Stroman, is a registered financial advisor currently at OXFORD FINANCIAL GROUP, LTD located in Carmel, Indiana.
Jeffery is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1983. Jeffery has worked at 7 firms and has passed the Series 63, Series 7, Series 2, Series 22 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Jeffery Hal Stroman's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 1, 1999 - Present
OXFORD FINANCIAL GROUP, LTD
Office #1: 11711 North Meridian Street Suite 600, Carmel, IN 46032May 27, 2003 - January 19, 2011
CROWE WEALTH MANAGEMENT, LLC
November 1, 2002 - October 2, 2006
OLIVE OXFORD OFFICE LLC
January 7, 1987 - November 16, 1988
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
December 8, 1986 - November 16, 1988
ROBERT W. BAIRD & CO. INCORPORATED
November 5, 1984 - December 15, 1986
VESTAX SECURITIES CORPORATION
March 4, 1983 - October 11, 1984
HALL SECURITIES CORPORATION
Primary Firm SEC Registration
OXFORD FINANCIAL GROUP, LTD
CRD#: 105303 / SEC#: 801-20692
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(2/1/1999)
Exams
Series 2
Date: 1/14/1983
Non-Member General Securities ExaminationSeries 8
Date: 11/11/1986
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
OXFORD FINANCIAL GROUP, LTD
CRD#: 105303 / SEC#: 801-20692
Contact information
SEC notice filing (27 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 6,467 |
| AUM (Assets Under Management) | $ 19,650,381,670 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 04/16/2025 | ||
| 03/28/2025 | ||
| 03/15/2024 | ||
| 03/24/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
