John D. Lindeman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Douglas Lindeman was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1983. John had worked at 10 firms and has passed the Series 66, Series 63, Series 7TO, Series 6TO, SIE, Series 7, Series 6, Series 24, Series 26 and Series 51 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 14, 2013 - January 22, 2021
EQUITABLE DISTRIBUTORS, LLC
September 18, 2007 - June 13, 2013
VALIC FINANCIAL ADVISORS, INC.
September 18, 2007 - June 13, 2013
VALIC FINANCIAL ADVISORS, INC.
January 3, 2007 - July 3, 2007
CBIZ FINANCIAL SOLUTIONS, INC.
April 1, 2003 - November 14, 2006
VALIC FINANCIAL ADVISORS, INC.
January 1, 1999 - November 14, 2006
VALIC FINANCIAL ADVISORS, INC.
July 7, 1995 - December 31, 2001
THE VARIABLE ANNUITY MARKETING COMPANY
February 20, 1995 - August 11, 1995
PINEBRIDGE SECURITIES LLC
January 8, 1992 - December 5, 1994
LUTHERAN BROTHERHOOD SECURITIES CORP.
October 8, 1991 - November 5, 1991
TRUSTED SECURITIES ADVISORS CORP.
July 9, 1988 - October 4, 1989
FBS BROKERAGE SERVICES, INC.
April 22, 1987 - February 18, 1988
AMERIPRISE FINANCIAL SERVICES, LLC
April 28, 1983 - June 13, 1985
AMERIPRISE FINANCIAL SERVICES, LLC
April 28, 1983 - June 13, 1985
AMERICAN EXPRESS FINANCIAL CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 12/22/2022
General Securities Representative ExaminationSeries 6TO
Date: 12/22/2022
Investment Company Products/Variable Contracts Representative ExaminationCurrent Firm
EQUITABLE DISTRIBUTORS, LLC
CRD#: 25900 / SEC#: , 8-42123
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| EQ HOLDINGS, LLC | OWNER | |
| D'AUGUSTE, ARIELLE RACHEL | GENERAL COUNSEL | 7252573 |
| DURSO, ALFRED JOSEPH | CHIEF COMPLIANCE OFFICER | 2546771 |
| KAIS, JAMES MICHAEL | DIRECTOR | 2529327 |
| LANE, NICHOLAS BURRITT | CHAIRMAN OF THE BOARD, PRESIDENT AND CHIEF EXECUTIVE OFFICER | 4994948 |
| SCANLON, STEPHEN CAULEY | DIRECTOR | 2219308 |
| SCAPPATOR, CANDACE LYNN | FINOP / CHIEF FINANCIAL OFFICER / PRINCIPAL FINANCIAL OFFICER | 4697607 |
Disclosures
| Arbitration | 1 |
Red Flags
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