Eric John Swierczek | Financial Professional

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Eric John Swierczek was a registered financial professional .

Eric is a previously registered financial professional and started their career in finance in 1998. Eric had worked at 11 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 6 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1.) ERIC SWIERCZEK - AGENT - NON-VARIABLE INSURANCE - COLORADO SPRINGS, CO - SINCE 01/2002 - INVESTMENT RELATED

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

December 19, 2023 - March 19, 2024

MERIT FINANCIAL ADVISORS

RIA

CRD#: 142457

Colorado Springs, CO

Past

December 15, 2023 - December 15, 2023

MERIT FINANCIAL ADVISORS

RIA

CRD#: 142457

Colorado Springs, CO

Past

March 4, 2022 - December 21, 2023

UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER

RIA

CRD#: 20804

COLORADO SPRINGS, CO

Past

March 4, 2022 - December 21, 2023

UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER

BD

CRD#: 20804

COLORADO SPRINGS, CO

Past

September 14, 2020 - March 7, 2022

NATIONAL SECURITIES CORPORATION

BD

CRD#: 7569

COLORADO SPRINGS, CO

Past

September 13, 2020 - March 7, 2022

B. RILEY WEALTH ADVISORS, INC.

RIA

CRD#: 115927

COLORADO SPRINGS, CO

Past

June 30, 2011 - September 24, 2020

FSIC

RIA

CRD#: 37813

COLORADO SPRINGS, CO

Past

June 30, 2011 - September 24, 2020

FSIC

BD

CRD#: 37813

COLORADO SPRINGS, CO

Past

August 5, 2010 - September 13, 2010

INDEPENDENT FINANCIAL GROUP, LLC

RIA

CRD#: 7717

COLORADO SPRINGS, CO

Past

August 5, 2010 - June 30, 2011

INDEPENDENT FINANCIAL GROUP, LLC

BD

CRD#: 7717

COLORADO SPRINGS, CO

Past

November 2, 2009 - July 30, 2010

NATIONAL PLANNING CORPORATION

BD

CRD#: 29604

COLORADO SPRINGS, CO

Past

November 25, 2003 - June 20, 2011

MAIN STREET ADVISORS, LLC

RIA

CRD#: 116303

COLORADO SPRINGS, CO

Past

December 3, 2002 - November 3, 2009

MAIN STREET SECURITIES, LLC

BD

CRD#: 47127

COLORADO SPRINGS, CO

Past

July 28, 2000 - December 3, 2002

HORNOR, TOWNSEND & KENT, LLC

BD

CRD#: 4031

CONSHOHOCKEN, PA

Past

May 15, 2000 - August 23, 2000

INVESTORS BROKERAGE SERVICES, INC.

BD

CRD#: 4257

ELGIN, IL

Past

November 3, 1998 - November 10, 1999

NATIONAL PLANNING CORPORATION

BD

CRD#: 29604

LOS ANGELES, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MERIT FINANCIAL ADVISORS

CRD#: 142457 / SEC#: 801-67462

RIA

Registered Investment Advisory firm - (1/31/2007 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

RR

IAR

Series 66

Date: 9/30/2002

Uniform Combined State Law Examination

State Security Law Exam

RR

Series 63

Date: 11/10/1998

Uniform Securities Agent State Law Examination

General Industry/Product Exam

RR

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

RR

Series 7

Date: 8/6/2002

General Securities Representative Examination

General Industry/Product Exam

RR

Series 6

Date: 11/2/1998

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

RR

Series 24

Date: 9/6/2002

General Securities Principal Examination

Current Firm

MERIT FINANCIAL ADVISORS

CRD#: 142457 / SEC#: 801-67462

RIA

Registered Investment Advisory firm - (1/31/2007 Approved)

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Contact information

Main Address

2400 Lakeview Parkway Suite 550, Alpharetta, GA 30009

Mailing Address

Phone number

(678) 867-7050

Established

Firm type

Fiscal year end

# of Employees

279

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

MERIT FINANCIAL GROUP, LLC BROCHURE (9/12/2025)

MERIT FINANCIAL GROUP WRAP FEE PROGRAM BROCHURE (3/3/2025)

Regulatory assets under management

Total Number of Accounts	31,882
AUM (Assets Under Management)	$ 10,576,048,244

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Eric J. Swierczek

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

MERIT FINANCIAL ADVISORS

UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER

UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER

NATIONAL SECURITIES CORPORATION

B. RILEY WEALTH ADVISORS, INC.

FSIC

FSIC

INDEPENDENT FINANCIAL GROUP, LLC

INDEPENDENT FINANCIAL GROUP, LLC

NATIONAL PLANNING CORPORATION

MAIN STREET ADVISORS, LLC

MAIN STREET SECURITIES, LLC

HORNOR, TOWNSEND & KENT, LLC

INVESTORS BROKERAGE SERVICES, INC.

NATIONAL PLANNING CORPORATION

Primary Firm SEC Registration

MERIT FINANCIAL ADVISORS

State Registrations and Notice Filings

Exams

Series 66

Date: 9/30/2002

Series 63

Date: 11/10/1998

SIE

Date: 10/1/2018

Series 7

Date: 8/6/2002

Series 6

Date: 11/2/1998

Series 24

Date: 9/6/2002

Current Firm

MERIT FINANCIAL ADVISORS

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

MERIT FINANCIAL ADVISORS

TRUST BUT VERIFY

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