Laurence W. Riebau
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Laurence Wayne Riebau was a registered financial professional .
Laurence is a previously registered financial professional and started their career in finance in 1983. Laurence had worked at 9 firms and has passed the Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 26, 1996 - July 16, 2004
FIRST SECURITIES USA, INC.
June 9, 1994 - June 26, 1996
FIRST ASSOCIATED SECURITIES GROUP, INC.
June 1, 1987 - June 21, 1994
COMMONWEALTH FINANCIAL NETWORK
January 2, 1987 - June 1, 1987
PRIORITY SECURITIES, INC.
January 16, 1986 - January 1, 1987
FIRST FLORIDA SECURITIES GROUP, INC.
September 27, 1985 - October 15, 1986
INVESTACORP, INC.
June 10, 1985 - October 1, 1985
FIRST HERITAGE CORPORATION
June 26, 1984 - June 10, 1985
FIRST FLORIDA SECURITIES, INC.
March 25, 1983 - June 18, 1984
FORESTERS FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
FIRST SECURITIES USA, INC.
CRD#: 39986 / SEC#: , 8-48922
Contact information
Documents
Disclosures
| Regulatory Event | 4 |
| Arbitration | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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