Herbert W. Albin

ZEVENBERGEN CAPITAL INVESTMENTS LLC

Edmonds, WA 98020-7261

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CRD#: 1106869

Professional summary

Herbert Wallace Albin JR, who also goes by Herb Albin, Herbert Wallace Jr Albin, is a registered financial advisor currently at ZEVENBERGEN CAPITAL INVESTMENTS LLC located in Edmonds, Washington.

Herbert is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1983. Herbert has worked at 8 firms and has passed the Series 65, Series 63, Series 5, Series 7, Series 15 and Series 53 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Herb Albin | Herbert Wallace Jr Albin

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Name: Shoreline Diving Investment Related: No Address: 124 N 177th Street, Shoreline, WA 98133 Nature: Scuba diving instruction Position: Proprietor Start Date: 09/2011 Hours/Month: 12 Hours/Trading Hours: 0 Duties: Teaching and certifying students for PADI SCUBA diving

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Herbert Wallace Albin JR's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 29, 2003 - Present

ZEVENBERGEN CAPITAL INVESTMENTS LLC

Office #1: 326 Admiral Way Suite 200, Edmonds, WA 98020-7261

RIA

CRD#: 128990

Edmonds, WA

Past

September 2, 1999 - November 18, 2003

ZEVENBERGEN CAPITAL, INC.

RIA

CRD#: 105308

SEATTLE, WA

Past

May 14, 1999 - July 8, 1999

KEYBANC CAPITAL MARKETS INC.

CRD#: 566

CLEVELAND, OH

Past

October 14, 1998 - May 14, 1999

KEY INVESTMENTS INC.

CRD#: 15873

CLEVELAND, OH

Past

February 7, 1991 - August 13, 1998

CIBC WORLD MARKETS CORP.

CRD#: 630

NEW YORK, NY

Past

August 21, 1989 - January 31, 1991

GOODLIN FINANCIAL, INC.

CRD#: 19489

Past

August 6, 1984 - March 29, 1988

SCHRODER & CO. INC.

CRD#: 6112

Past

March 22, 1983 - July 6, 1984

UBS FINANCIAL SERVICES INC.

CRD#: 8174

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ZEVENBERGEN CAPITAL INVESTMENTS LLC

CRD#: 128990 / SEC#: 801-62477

RIA

Registered Investment Advisory firm - (10/1/2003 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Washington
(10/29/2003)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 2/12/1999

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 7/15/1986

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 5

Date: 4/19/1983

Interest Rate Options Examination

General Industry/Product Exam

Series 7

Date: 3/19/1983

General Securities Representative Examination

General Industry/Product Exam

Series 15

Date: 1/25/1983

Foreign Currency Options Examination

Principal/Supervisory Exam

Series 53

Date: 11/9/1990

Municipal Securities Principal Examination

Current Firm

ZEVENBERGEN CAPITAL INVESTMENTS LLC

CRD#: 128990 / SEC#: 801-62477

RIA

Registered Investment Advisory firm - (10/1/2003 Approved)

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Contact information

Main Address

326 Admiral Way Suite 200, Edmonds, WA 98020-7261

Mailing Address

Phone number

(206) 682-8469

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ZEVENBERGEN CAPITAL INVESTMENTS LLC FORM ADV PART 2A (3/19/2025)

Regulatory assets under management

Total Number of Accounts	324
AUM (Assets Under Management)	$ 4,990,660,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Herbert W. Albin

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Herbert Wallace Albin JR's CRS (Customer Relationship Summary).

Certified licenses

Experience

ZEVENBERGEN CAPITAL, INC.

KEYBANC CAPITAL MARKETS INC.

KEY INVESTMENTS INC.

CIBC WORLD MARKETS CORP.

GOODLIN FINANCIAL, INC.

SCHRODER & CO. INC.

UBS FINANCIAL SERVICES INC.

Primary Firm SEC Registration

ZEVENBERGEN CAPITAL INVESTMENTS LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 2/12/1999

Series 63

Date: 7/15/1986

Series 5

Date: 4/19/1983

Series 7

Date: 3/19/1983

Series 15

Date: 1/25/1983

Series 53

Date: 11/9/1990

Current Firm

ZEVENBERGEN CAPITAL INVESTMENTS LLC

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ZEVENBERGEN CAPITAL INVESTMENTS LLC

TRUST BUT VERIFY

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