Elizabeth A. Fournier
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Elizabeth Ann Fournier was a registered financial professional .
Elizabeth is a previously registered financial professional and started their career in finance in 1983. Elizabeth had worked at 5 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 18, 2014 - November 8, 2017
CRELLIN CAPITAL, LLC
October 9, 2013 - October 23, 2019
MOORS & CABOT, INC.
March 2, 2009 - October 23, 2019
MOORS & CABOT, INC.
May 25, 2001 - March 17, 2009
UBS FINANCIAL SERVICES INC.
March 2, 1998 - June 1, 2001
RBC CAPITAL MARKETS, LLC
March 22, 1983 - March 2, 1998
DAIN RAUSCHER INCORPORATED
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 8
Date: 1/12/1989
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
CRELLIN CAPITAL, LLC
CRD#: 164402 / SEC#:
Contact information
Red Flags
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