Ellen R. Hollis
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ellen Repczynski Hollis, who also goes by Ellen R Hollis, Ellen Repczynski, was a registered financial professional .
Ellen is a previously registered financial professional and started their career in finance in 1983. Ellen had worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 22, Series 6, Series 26 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 8, 2007 - February 28, 2011
LINCOLN FINANCIAL DISTRIBUTORS, INC.
October 8, 2007 - September 28, 2022
LINCOLN FINANCIAL DISTRIBUTORS, INC.
August 2, 2006 - December 5, 2006
OSAIC FS, INC.
October 6, 2000 - October 12, 2007
OSAIC FA, INC.
November 24, 1998 - October 12, 2007
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
June 1, 1998 - October 12, 2007
OSAIC FA, INC.
June 1, 1994 - June 1, 1998
LINCOLN FINANCIAL DISTRIBUTORS, INC.
March 17, 1983 - July 1, 1993
LINCOLN FINANCIAL DISTRIBUTORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
LINCOLN FINANCIAL DISTRIBUTORS, INC.
CRD#: 145 / SEC#: , 8-13431
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THE LINCOLN NATIONAL LIFE INSURANCE COMPANY | SHAREHOLDER | |
| CHRYSSIKOS, PAUL TELEMAC | SENIOR VICE PRESIDENT AND CHIEF LEGAL OFFICER | 7263748 |
| FALLER, DANIEL T | SENIOR VICE PRESIDENT, HEAD OF LFD FINANCE | 6006570 |
| GIBSON, JASON MICHAEL | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER, DISTRIBUTION | 3081880 |
| KENNEDY, JOHN CHRISTOPHER | PRESIDENT AND CHIEF EXECUTIVE OFFICER | 2213083 |
| NEPA, JARED M. | SVP, HEAD OF LIFE & MONEYGUARD DISTRIBUTION | 5157819 |
| OMORUYI, MEGAN VOGT | AVP, FINANCIAL AND OPERATIONS PRINCIPAL | 7803022 |
| SEIFERT, TIMOTHY JOHN | SENIOR VICE PRESIDENT, HEAD OF RS DISTRIBUTION | 1577571 |
| SMITH, NANCY | SECRETARY | 6140078 |
Disclosures
| Regulatory Event | 3 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
