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HK

Harry M. Kushigian

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CRD#: 1106666
HK

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Harry Mugurditch Kushigian, who also goes by Harry M Kushigian, Harry Magurditch Kushigian, was a registered financial professional .

Harry is a previously registered financial professional and started their career in finance in 1983. Harry had worked at 4 firms and has passed the Series 63 and SIE exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Harry M Kushigian | Harry Magurditch Kushigian

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

May 8, 1995 - July 7, 2015

MERIDIEN FINANCIAL GROUP, INC.

BD
CRD#: 10143
PROVIDENCE, RI
Past

October 7, 1991 - April 24, 1995

GUARDIAN INVESTOR SERVICES LLC

BD
CRD#: 6635
NEW YORK, NY
Past

August 18, 1987 - October 8, 1991

GREEN HILL FINANCIAL SERVICE CORPORATION

BD
CRD#: 4882
Past

July 24, 1985 - September 24, 1987

ABEDON, LIMITED

BD
CRD#: 16445
Past

April 5, 1983 - July 3, 1985

GREEN HILL FINANCIAL SERVICE CORPORATION

BD
CRD#: 4882

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
RR
Series 63
Date: 5/2/1984
Uniform Securities Agent State Law Examination
General Industry/Product Exam

Current Firm


MF
MERIDIEN FINANCIAL GROUP, INC.
LAUDERDALE INVESTMENT COMPANY | MERIDIEN FINANCIAL GROUP-RI | MERIDIEN FINANCIAL GROUP, INC.

CRD#: 10143 / SEC#: , 8-26090

BD
Terminated by SEC on 03/29/2022
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Contact information


Main Address
Mailing Address
Phone number
Established
Rhode Island since 03/24/1981
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

Documents


Direct owners and executive officers


NamePositionCRD#
PASSANANTI, VINCENT JOHNSTOCKHOLDER357492
FINO, WINDY LEEPRESIDENT- CHIEF EXECUTIVE OFFICER, CHIEF COMPLIANCE OFFICER, SUPERVISORY PRINCIPAL6124090
NOON, MICHELLE MARIETREASURER/SECRETARY6676333
RADOCCIA, DAVID ASUPERVISORY PRINCIPAL, EXECUTIVE OFFICER

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


MERIDIEN FINANCIAL GROUP, INC.

CRD#: 10143

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