George A. Posada

J.P. WEALTH MANAGEMENT

Blanco, TX

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CRD#: 1106657

Professional summary

George Albert Posada is a registered financial advisor currently at J.P. WEALTH MANAGEMENT, LLC located in Blanco, Texas.

George is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1983. George has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view George Albert Posada's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 30, 2015 - Present

J.P. WEALTH MANAGEMENT, LLC

RIA

CRD#: 251787

Blanco, TX

Past

February 16, 2016 - February 4, 2019

MUTUAL SECURITIES, INC.

CRD#: 13092

Blanco, TX

Past

February 27, 2007 - February 22, 2016

LPL FINANCIAL LLC

RIA

CRD#: 6413

AUSTIN, TX

Past

February 27, 2007 - February 22, 2016

LPL FINANCIAL LLC

CRD#: 6413

AUSTIN, TX

Past

December 20, 2005 - February 28, 2007

RAYMOND JAMES FINANCIAL SERVICES, INC.

RIA

CRD#: 6694

LOS GATOS, CA

Past

December 19, 2005 - February 28, 2007

RAYMOND JAMES FINANCIAL SERVICES, INC.

CRD#: 6694

LOS GATOS, CA

Past

December 19, 1997 - December 19, 2005

FOOTHILL SECURITIES, INC.

RIA

CRD#: 1027

LOS GATOS, CA

Past

October 26, 1988 - December 19, 2005

FOOTHILL SECURITIES, INC.

CRD#: 1027

LOS GATOS, CA

Past

April 1, 1988 - October 31, 1988

CHRISTOPHER WEIL & COMPANY, INC

CRD#: 6566

Past

May 2, 1983 - April 4, 1988

JUDY & ROBINSON SECURITIES, INC

CRD#: 2378

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(9/30/2015)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/2/2010

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 7/15/1988

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/19/1983

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 12/19/1983

General Securities Principal Examination

Current Firm

J.P. WEALTH MANAGEMENT, LLC

CRD#: 251787 / SEC#:

California

Registered Investment Advisory firm - (4/28/2019 Terminated)

Texas

Registered Investment Advisory firm - (9/30/2015 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

Blanco, TX

Mailing Address

Phone number

(512) 318-5965

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	41
AUM (Assets Under Management)	$ 63,452,142

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

George A. Posada

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view George Albert Posada's CRS (Customer Relationship Summary).

Certified licenses

Experience

J.P. WEALTH MANAGEMENT, LLC

MUTUAL SECURITIES, INC.

LPL FINANCIAL LLC

LPL FINANCIAL LLC

RAYMOND JAMES FINANCIAL SERVICES, INC.

RAYMOND JAMES FINANCIAL SERVICES, INC.

FOOTHILL SECURITIES, INC.

FOOTHILL SECURITIES, INC.

CHRISTOPHER WEIL & COMPANY, INC

JUDY & ROBINSON SECURITIES, INC

State Registrations and Notice Filings

Exams

Series 65

Date: 3/2/2010

Series 63

Date: 7/15/1988

SIE

Date: 10/1/2018

Series 7

Date: 3/19/1983

Series 24

Date: 12/19/1983

Current Firm

J.P. WEALTH MANAGEMENT, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

J.P. WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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