George A. Posada

J.P. WEALTH MANAGEMENT

Blanco, TX

Some features on this profile are disabled

CRD#: 1106657

Professional summary

George Albert Posada is a registered financial advisor currently at J.P. WEALTH MANAGEMENT, LLC located in Blanco, Texas.

George is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1983. George has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. JP Wealth Management, LLC, Start Date: 05/13/15, RIA, Managing Member/CCO, Investment related, 120 hours per month, 8 hours per day during trading hours. 2. Real Estate Rental Property, Start Date: 2011, 9009 Heiden Lane Austin, TX 78749, Property Owner, Funds held by "Self Directed IRA Services, Inc., A subsidiary of Horizon Bank", Investment related, 0 hours per month, 0 hours per day during trading hours. 3. Real Estate Rental Property, Start Date: 2011, 6814 Gabion Street, Austin, TX 78749, Property Owner, Funds held by "Self Directed IRA Services, Inc., A subsidiary of Horizon Bank", Investment related, 0 hours per month, 0 hours per day during trading hours. 4. Real Estate Rental Property, Start Date: 2011, 76 Cedar Street Unit 1211, Seattle, WA 98121, Property Owner, Funds held by "Self Directed IRA Services, Inc., A subsidiary of Horizon Bank", Investment related, 0 hours per month, 0 hours per day during trading hours. 5. Rental Property, Sole Proprietor, Start Date: 03/10/16, 200 Congress Ave. Austin, TX 78701, Real Estate/Property Owner, Not Investment Related, 2 hours per month, 0 hours per day during trading hours.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view George Albert Posada's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(9/30/2015)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/2/2010

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 7/15/1988

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/19/1983

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 12/19/1983

General Securities Principal Examination

Current Firm

J.P. WEALTH MANAGEMENT, LLC

CRD#: 251787 / SEC#:

California

Registered Investment Advisory firm - (4/28/2019 Terminated)

Texas

Registered Investment Advisory firm - (9/30/2015 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

Blanco, TX

Mailing Address

Phone number

(512) 318-5965

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	41
AUM (Assets Under Management)	$ 63,452,142

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Stephen Zahka

EDWARD JONES

IAR

Marlborough, MA

Frank Moore

UBS FINANCIAL SERVICES INC.

IAR

Greenwich, CT

Marshall Rosen

OSAIC WEALTH, INC.

IAR

Fort Lauderdale, FL

We're Here To Help

Advisor Monitoring

Firm Stability Insights

George A. Posada

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view George Albert Posada's CRS (Customer Relationship Summary).

Certified licenses

Experience

MUTUAL SECURITIES, INC.

LPL FINANCIAL LLC

LPL FINANCIAL LLC

RAYMOND JAMES FINANCIAL SERVICES, INC.

RAYMOND JAMES FINANCIAL SERVICES, INC.

FOOTHILL SECURITIES, INC.

FOOTHILL SECURITIES, INC.

CHRISTOPHER WEIL & COMPANY, INC

JUDY & ROBINSON SECURITIES, INC

State Registrations and Notice Filings

Exams

Series 65

Date: 3/2/2010

Series 63

Date: 7/15/1988

SIE

Date: 10/1/2018

Series 7

Date: 3/19/1983

Series 24

Date: 12/19/1983

Current Firm

J.P. WEALTH MANAGEMENT, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

J.P. WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

Similar Advisors