Connie C. Guelich
Professional summary
Connie Cross Guelich, CFP®, who also goes by Connie Jean Guelich, is a registered financial advisor currently at GUELICH CAPITAL MANAGEMENT, LLC located in Roanoke, Virginia.
Connie is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1983. Connie has worked at 5 firms and has passed the Series 65, Series 63, Series 7, Series 22 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Connie Cross Guelich's CRS (Customer Relationship Summary).
Certified licenses
Start date: 2003
Experience
June 30, 2006 - Present
GUELICH CAPITAL MANAGEMENT, LLC
Office #1: 1401 Franklin Road Sw, Roanoke, VA 24016February 17, 2003 - June 30, 2006
NRP FINANCIAL, INC.
February 17, 2003 - April 29, 2008
NRP FINANCIAL, INC.
March 26, 1999 - March 3, 2003
CONTINENTAL CAPITAL INVESTMENT SERVICES, INC.
July 7, 1998 - March 3, 2003
CONTINENTAL CAPITAL INVESTMENT SERVICES, INC.
August 7, 1985 - July 7, 1998
NEW ENGLAND SECURITIES
June 30, 1983 - August 1, 1985
NYLIFE SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(10/17/2023)
(1/12/2021)
(6/30/2006)
Exams
Current Firm
GUELICH CAPITAL MANAGEMENT, LLC
CRD#: 140505 / SEC#: 801-69962
Contact information
Regulatory assets under management
| Total Number of Accounts | 372 |
| AUM (Assets Under Management) | $ 98,348,519 |
Red Flags
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