James O. Myers
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
James Owen Myers, who also goes by Jim Myers, was a registered financial professional .
James is a previously registered financial professional and started their career in finance in 1985. James had worked at 12 firms and has passed the Series 63, Series 65, Series 7TO, Series 82TO, SIE, Series 7 and Series 3 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 14, 2017 - May 27, 2020
BRITEHORN SECURITIES
August 20, 2013 - November 18, 2013
CHARLES SCHWAB & CO., INC.
December 4, 2007 - August 6, 2008
SUNSET FINANCIAL SERVICES, INC.
April 28, 1999 - January 3, 2006
MOUNTAINVIEW SECURITIES, LLC
December 4, 1998 - April 20, 1999
NATWEST MARKETS SECURITIES INC.
April 29, 1997 - May 2, 1997
COUNTRYWIDE SECURITIES CORPORATION
November 29, 1994 - October 23, 1996
GLEACHER & COMPANY SECURITIES, INC.
June 23, 1993 - May 26, 1994
NOMURA SECURITIES INTERNATIONAL, INC.
June 8, 1992 - June 3, 1993
GLEACHER & COMPANY SECURITIES, INC.
September 3, 1991 - April 21, 1992
MARK TWAIN BROKERAGE SERVICES, INC.
May 22, 1989 - September 5, 1989
CITIGROUP GLOBAL MARKETS INC.
March 1, 1989 - May 22, 1989
DREXEL BURNHAM LAMBERT INCORPORATED
September 4, 1985 - August 16, 1988
J.P. MORGAN SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 3/13/2024
General Securities Representative ExaminationSeries 82TO
Date: 3/13/2024
Limited Representative-Private Securities OfferingsCurrent Firm
BRITEHORN SECURITIES
CRD#: 36402 / SEC#: , 8-47217
Contact information
FINRA licenses (52 States and Territories)
Documents
Disclosures
| Regulatory Event | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
