Jonathan L. Holljes

BROOKWOOD INVESTMENT GROUP

Midlothian, VA

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CRD#: 1106311

Professional summary

Jonathan Leif Holljes is a registered financial advisor currently at BROOKWOOD INVESTMENT GROUP located in Midlothian, Virginia.

Jonathan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1983. Jonathan has worked at 19 firms and has passed the Series 65, Series 63, Series 7TO, Series 6TO, SIE, Series 3, Series 7, Series 6 and Series 30 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1). INDEPENDENT LICENSED INSURANCE PRODUCER; INVESTMENT RELATED; 5301 WATERCREST ROAD, MIDLOTHIAN, VA 23112; HEALTH, LIFE & FIXED ANNUITY SALES; SINCE 09/07/1982; HOURS PER MONTH: 20, TRADING HOURS: SOME TRADING HOURS 2). REDWOOD TAX SPECIALISTS; INVESTMENT RELATED; 5301 WATERCREST ROAD, MIDLOTHIAN, VA 23112; INSURANCE AGENCY; MANAGING DIRECTOR SINCE 03/2020; HOURS PER MONTH: 20, TRADING HOURS: SOME TRADING HOURS 3). HOLLJES FINANCIAL LLC; INVESTMENT RELATED; 5301 WATERCREST ROAD, MIDLOTHIAN, VA 23112; PURCHASE REAL ESTATE FOR RESALE; OWNER AND AGENT SINCE 08/2023; HOURS PER MONTH 20; HOURS PER MONTH DURING TRADING: 0

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jonathan Leif Holljes's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 2, 2025 - Present

BROOKWOOD INVESTMENT GROUP

RIA

CRD#: 316544

Midlothian, VA

Past

November 2, 2022 - September 5, 2024

REDWOOD PRIVATE WEALTH

RIA

CRD#: 312942

MIDLOTHIAN, VA

Past

May 6, 2020 - November 10, 2022

WEALTHCARE ADVISORY PARTNERS LLC

RIA

CRD#: 171976

Midlothian, VA

Past

December 8, 2016 - May 6, 2020

COLONIAL RIVER WEALTH MANAGEMENT LLC

RIA

CRD#: 284839

MIDLOTHIAN, VA

Past

December 1, 2016 - July 29, 2021

LPL FINANCIAL LLC

CRD#: 6413

MIDLOTHIAN, VA

Past

December 19, 2014 - December 8, 2016

OSAIC FS, INC.

RIA

CRD#: 3870

NORTH CHESTERFIELD, VA

Past

December 19, 2014 - December 8, 2016

OSAIC FS, INC.

CRD#: 3870

NORTH CHESTERFIELD, VA

Past

June 13, 2012 - January 30, 2013

SIGNATOR INVESTORS, INC.

RIA

CRD#: 468

N. CHESTERFIELD, VA

Past

May 15, 2012 - January 16, 2015

SIGNATOR INVESTORS, INC.

CRD#: 468

N. CHESTERFIELD, VA

Past

October 16, 2008 - May 27, 2010

FIRST ALLIED SECURITIES, INC.

RIA

CRD#: 32444

MIDLOTHIAN, VA

Past

November 10, 2006 - May 27, 2010

FIRST ALLIED SECURITIES, INC.

CRD#: 32444

MIDLOTHIAN, VA

Past

June 12, 2006 - October 26, 2006

GREENBOOK SECURITIES, INC.

CRD#: 121447

GREENWOOD VILLAGE, CO

Past

January 4, 2005 - October 3, 2008

GREENBOOK INVESTMENT MANAGEMENT, INC.

RIA

CRD#: 131563

MIDLOTHIAN, VA

Past

January 14, 2003 - December 31, 2004

XELAN FINANCIAL PLANNING, INC.

RIA

CRD#: 123794

MIDLOTHIAN, VA

Past

December 28, 2001 - January 16, 2003

XELAN INVESTMENT SERVICES, INC.

RIA

CRD#: 111870

MIDLOTHIAN, VA

Past

October 30, 2001 - March 30, 2005

INVESTORS SECURITY COMPANY, INC.

CRD#: 2331

SUFFOLK, VA

Past

August 25, 1997 - October 26, 2001

BMA FINANCIAL SERVICES, INC.

CRD#: 7943

KANSAS CITY, MO

Past

March 7, 1996 - August 26, 1997

NATHAN & LEWIS SECURITIES, INC.

CRD#: 8503

NEW YORK, NY

Past

March 3, 1994 - June 10, 1999

OSAIC FS, INC.

CRD#: 3870

FORT WAYNE, IN

Past

September 11, 1992 - March 22, 1994

VOYA FINANCIAL ADVISORS, INC.

CRD#: 2882

WINDSOR, CT

Past

August 24, 1992 - April 14, 1994

THE PAUL REVERE VARIABLE ANNUITY INSURANCE COMPANY

CRD#: 647

WORCESTER, MA

Past

March 6, 1992 - August 20, 1992

OSAIC FS, INC.

CRD#: 3870

FORT WAYNE, IN

Past

July 3, 1991 - November 19, 1991

BMA FINANCIAL SERVICES, INC.

CRD#: 7943

KANSAS CITY, MO

Past

June 26, 1990 - July 1, 1991

VERAVEST INVESTMENTS, INC.

CRD#: 3960

WORCESTER, MA

Past

June 7, 1983 - February 12, 1990

WS GRIFFITH SECURITIES, INC.

CRD#: 10410

HARTFORD, CT

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BROOKWOOD INVESTMENT GROUP

CRD#: 316544 / SEC#: 801-122508

RIA

Registered Investment Advisory firm - (10/18/2021 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Virginia
(5/2/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/27/2000

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 4/29/1983

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7TO

Date: 12/2/2022

General Securities Representative Examination

General Industry/Product Exam

Series 6TO

Date: 12/2/2022

Investment Company Products/Variable Contracts Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 3

Date: 3/7/2011

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 7/21/1984

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 6/6/1983

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 30

Date: 4/4/2011

NFA Branch Manager Examination

Current Firm

BROOKWOOD INVESTMENT GROUP

CRD#: 316544 / SEC#: 801-122508

RIA

Registered Investment Advisory firm - (10/18/2021 Approved)

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Contact information

Main Address

3930 E. Ray Road Suite 155, Phoenix, AZ 85044

Mailing Address

Phone number

(480) 646-3504

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (32 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

BROOKWOOD INVESTMENT GROUP FIRM BROCHURE (4/1/2025)

Regulatory assets under management

Total Number of Accounts	6,200
AUM (Assets Under Management)	$ 1,064,198,265

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Jonathan L. Holljes

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jonathan Leif Holljes's CRS (Customer Relationship Summary).

Certified licenses

Experience

REDWOOD PRIVATE WEALTH

WEALTHCARE ADVISORY PARTNERS LLC

COLONIAL RIVER WEALTH MANAGEMENT LLC

LPL FINANCIAL LLC

OSAIC FS, INC.

OSAIC FS, INC.

SIGNATOR INVESTORS, INC.

SIGNATOR INVESTORS, INC.

FIRST ALLIED SECURITIES, INC.

FIRST ALLIED SECURITIES, INC.

GREENBOOK SECURITIES, INC.

GREENBOOK INVESTMENT MANAGEMENT, INC.

XELAN FINANCIAL PLANNING, INC.

XELAN INVESTMENT SERVICES, INC.

INVESTORS SECURITY COMPANY, INC.

BMA FINANCIAL SERVICES, INC.

NATHAN & LEWIS SECURITIES, INC.

OSAIC FS, INC.

VOYA FINANCIAL ADVISORS, INC.

THE PAUL REVERE VARIABLE ANNUITY INSURANCE COMPANY

OSAIC FS, INC.

BMA FINANCIAL SERVICES, INC.

VERAVEST INVESTMENTS, INC.

WS GRIFFITH SECURITIES, INC.

Primary Firm SEC Registration

BROOKWOOD INVESTMENT GROUP

State Registrations and Notice Filings

Exams

Series 65

Date: 6/27/2000

Series 63

Date: 4/29/1983

Series 7TO

Date: 12/2/2022

Series 6TO

Date: 12/2/2022

SIE

Date: 10/1/2018

Series 3

Date: 3/7/2011

Series 7

Date: 7/21/1984

Series 6

Date: 6/6/1983

Series 30

Date: 4/4/2011

Current Firm

BROOKWOOD INVESTMENT GROUP

Contact information

SEC notice filing (32 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

BROOKWOOD INVESTMENT GROUP

TRUST BUT VERIFY

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