Douglas A. Schueller
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Douglas Alan Schueller, who also goes by Douglas Allen Schueller, was a registered financial professional .
Douglas is a previously registered financial professional and started their career in finance in 1986. Douglas had worked at 7 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 29, 2004 - July 23, 2021
ALLSTATE FINANCIAL SERVICES, LLC
May 20, 2003 - July 16, 2004
FORESTERS EQUITY SERVICES, INC.
January 17, 2002 - January 27, 2003
THE HUNTINGTON INVESTMENT COMPANY
July 17, 1996 - August 18, 2000
OSAIC FS, INC.
September 12, 1995 - July 23, 1996
HORNOR, TOWNSEND & KENT, LLC
May 31, 1995 - December 31, 1996
VOYA FINANCIAL ADVISORS, INC.
July 20, 1994 - June 9, 1995
OSAIC FS, INC.
May 22, 1992 - July 24, 1994
WOODBURY FINANCIAL SERVICES, INC.
November 16, 1990 - December 31, 1991
VOYA FINANCIAL ADVISORS, INC.
July 2, 1986 - November 21, 1990
WOODBURY FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ALLSTATE FINANCIAL SERVICES, LLC
CRD#: 18272 / SEC#: , 8-36365
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ALLSTATE INSURANCE COMPANY | OWNER | |
| BOUDREAU, JOHN DOUGLAS | CHIEF COMPLIANCE OFFICER, VICE PRESIDENT AND EXECUTIVE REPRESENTATIVE | 6357880 |
| DELANEY, SCOTT SULLIVAN | PRESIDENT AND CHIEF EXECUTIVE OFFICER | 2978681 |
| LANSPA, PAUL DONALD | CHIEF OPERATING OFFICER | 6449159 |
| MUELLER, DAVID JOHN | GENERAL COUNSEL AND SECRETARY | 7807045 |
| NELSON, MARY KRIS | CHAIRMAN OF THE BOARD | 2464654 |
| SWEENEY, MICHAEL DANIEL | AML OFFICER | 2026113 |
| WHITCOMB, MICHAEL JAMES | FINOP | 7495756 |
Disclosures
| Regulatory Event | 4 |
| Arbitration | 1 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
