Thomas V. Faglio
Professional summary
Thomas Vincent Faglio, who also goes by Thomas V Faglio, is a registered financial professional currently at FBN SECURITIES, INC. located in Summit, New Jersey.
Thomas is registered as a RR (Registered Representative) and started their career in finance in 1992. Thomas has worked at 14 firms and has passed the Series 65, Series 63, Series 52TO, Series 99TO, Series 57TO, SIE, Series 87, Series 55, Series 7, Series 9, Series 10, Series 14, Series 53, Series 8, Series 4, Series 27 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Thomas Vincent Faglio's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 22, 2016 - Present
FBN SECURITIES, INC.
Office #1: 34 Maple Street - Suite 201, Summit, NJ 07901November 5, 2015 - February 24, 2016
GFI SECURITIES LLC
October 30, 2014 - February 24, 2016
BGC FINANCIAL, L.P.
May 5, 2014 - February 24, 2016
MINT BROKERS
August 29, 2011 - October 30, 2014
CANTOR FITZGERALD & CO.
March 25, 2011 - August 31, 2011
TICONDEROGA SECURITIES LLC
October 28, 2010 - August 31, 2011
SOLEIL SECURITIES CORPORATION
October 2, 2006 - April 21, 2010
LABRANCHE FINANCIAL SERVICES, LLC
February 1, 2006 - October 6, 2006
MACKAY SHIELDS LLC
October 17, 2005 - September 26, 2006
NYLIFE DISTRIBUTORS LLC
September 20, 2002 - September 2, 2005
NEUBERGER BERMAN BD LLC
March 28, 2002 - September 2, 2005
NEUBERGER BERMAN BD LLC
June 10, 1999 - March 27, 2002
VANDHAM SECURITIES CORP.
January 6, 1995 - January 15, 1996
NEBRASKA HUDSON COMPANY, INC.
October 22, 1993 - February 21, 1994
NEBRASKA HUDSON COMPANY, INC.
August 11, 1992 - September 9, 1998
DEUTSCHE IXE, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/22/2016)
(2/22/2016)
Exams
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 7/9/1999
Limited Representative-Equity Trader ExamSeries 8
Date: 5/4/1994
General Securities Sales Supervisor Examination (Options Module & General Module)FINRA
Nasdaq Stock Market
Current Firm
FBN SECURITIES, INC.
CRD#: 18315 / SEC#: , 8-30461
Contact information
FINRA licenses (36 States and Territories)
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 3 |
Red Flags
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