William T. Parker

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CRD#: 1106110

Professional summary

William Thomas Parker was a registered financial advisor .

William is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1983. William had worked at 5 firms and has passed the Series 65, Series 63, Series 7, Series 22, Series 6 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view William Thomas Parker's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

January 23, 2014 - December 31, 2025

ABG FINANCIAL SERVICES, INC.

RIA

CRD#: 170225

ATLANTA, GA

Past

September 19, 2003 - February 27, 2014

FSC SECURITIES CORPORATION

RIA

CRD#: 7461

ATLANTA, GA

Past

August 8, 2003 - January 8, 2010

ABG FINANCIAL SERVICES, INC.

RIA

CRD#: 127478

ATLANTA, GA

Past

August 27, 1997 - February 27, 2014

FSC SECURITIES CORPORATION

CRD#: 7461

ATLANTA, GA

Past

August 30, 1993 - August 22, 1997

WS GRIFFITH SECURITIES, INC.

CRD#: 10410

HARTFORD, CT

Past

April 13, 1983 - August 30, 1993

VP DISTRIBUTORS LLC

CRD#: 3036

HARTFORD, CT

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Georgia
(1/23/2014)

IAR

Texas
(2/5/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 1/31/1995

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 4/12/1983

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 1/29/1997

General Securities Representative Examination

General Industry/Product Exam

Series 22

Date: 1/17/1986

Direct Participation Programs Representative Examination

General Industry/Product Exam

Series 6

Date: 4/12/1983

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 11/24/1997

General Securities Principal Examination

Current Firm

ABG FINANCIAL SERVICES, INC.

ABG FINANCIAL SERVICES, INC. | PARKER, WILLIAM T

CRD#: 170225 / SEC#:

Georgia

Registered Investment Advisory firm - (1/23/2014 Approved)

Maryland

Registered Investment Advisory firm - (1/30/2026 Terminated)

Texas

Registered Investment Advisory firm - (2/2/2018 Conditional Restricted)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

3043 Riverstone Trail Suite 100, Atlanta, GA 30339

Mailing Address

Phone number

(888) 463-0440

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	62
AUM (Assets Under Management)	$ 9,790,453

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Firm Stability Insights

William T. Parker

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view William Thomas Parker's CRS (Customer Relationship Summary).

Certified licenses

Experience

FSC SECURITIES CORPORATION

ABG FINANCIAL SERVICES, INC.

FSC SECURITIES CORPORATION

WS GRIFFITH SECURITIES, INC.

VP DISTRIBUTORS LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 1/31/1995

Series 63

Date: 4/12/1983

Series 7

Date: 1/29/1997

Series 22

Date: 1/17/1986

Series 6

Date: 4/12/1983

Series 24

Date: 11/24/1997

Current Firm

ABG FINANCIAL SERVICES, INC.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

ABG FINANCIAL SERVICES, INC.

TRUST BUT VERIFY

Contact information

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