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James Henry Dresselaers

CRD# 1106109·Registered 1983 - 2009
Previously Registered: Being a previously registered professional could mean that James is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

James Henry Dresselaers was a registered financial advisor. James was a previously registered financial professional and started their career in finance 1983 - 2009. James had worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 4 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

43 years in the financial services industry

Current & Past Employments

Past

GROVE POINT INVESTMENTS, LLCPast·CRD# 1763
RIA
Bethesda, MD
November 18, 2003 - October 13, 2017
GROVE POINT INVESTMENTS, LLCPast·CRD# 1763
BD
Bethesda, MD
November 18, 2003 - October 13, 2017
MYD MARKET, INCPast·CRD# 29019
BD
Rockville, MD
October 9, 2006 - October 2, 2009
OSAIC FS, INC.Past·CRD# 3870
RIA
Huntingdon Valley, PA
February 27, 2003 - November 24, 2003
OSAIC FS, INC.Past·CRD# 3870
BD
Fort Wayne, IN
July 8, 2000 - November 24, 2003
POLARIS ADVISORY SERVICES INCPast·CRD# 109435
RIA
Huntingdon Valley, PA
February 5, 2001 - February 28, 2003
POLARIS FINANCIAL SERVICES, INC.Past·CRD# 14521
BD
Concord, NH
June 2, 1989 - July 8, 2000
J. T. MORAN & CO., INC.Past·CRD# 15655
BD
May 20, 1988 - June 9, 1989
BUTTONWOOD SECURITIES CORPORATION OF MASSACHUSETTSPast·CRD# 7303
BD
May 30, 1984 - May 20, 1988
BUTTONWOOD SECURITIES CORPORATION OF MASSACHUSETTSPast·CRD# 7303
BD
March 25, 1983 - December 6, 1983

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Current Firm

MM
MYD MARKET, INC

CFG FINANCIAL ASSOCIATES, INC. | MYD MARKET, INC | MUTUAL FUND INVESTMENT GROUP, INC. | JANSSEN-MEYERS CAPITAL GROUP, INC. | GEM FINANCIAL ASSOCIATES, INC. | GEM FINANCIAL ASSOCIATE, INC.

CRD#: 29019 / SEC#: 8-44018
BD
Terminated by SEC on 01/30/2016

Contact Information

Established

Massachusetts since 07/24/1991

Firm Type

Corporation

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
SECURITIES PARTNERS, LLCOWNER—
BENISTY GROUP, LLCSHAREHOLDER—
LEIAH LLCSHAREHOLDER—
QUCUI LLCSHAREHOLDER—
ASSOUN, YANPRESIDENT5683791
CURRAN, JAMES EDWARDFINOP2870558
ONEILL, THOMAS ACHIEF COMPLIANCE OFFICER2312416

Disclosures

Regulatory Event

1

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Dec 1999About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Apr 1983About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2017About the SIE exam

Series 7 — General Securities Representative Examination

Passed Mar 1983About the Series 7 exam

Series 4 — Registered Options Principal Examination

Passed Jun 1998About the Series 4 exam

Series 24 — General Securities Principal Examination

Passed Oct 1997About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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