Timothy J. Moore
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Timothy John Moore was a registered financial professional .
Timothy is a previously registered financial professional and started their career in finance in 1986. Timothy had worked at 10 firms and has passed the Series 63, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 22, 1997 - February 27, 2007
J.P. TURNER & COMPANY, L.L.C.
January 9, 1995 - August 12, 1997
ARGENT SECURITIES, INC.
February 4, 1992 - December 9, 1994
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
January 15, 1992 - February 1, 1994
FIRST INDEPENDENCE GROUP INC.
December 6, 1988 - May 8, 1991
VANDERBILT SECURITIES, INC.
October 19, 1988 - December 3, 1988
GREENTREE SECURITIES CORP.
January 15, 1988 - September 26, 1988
CHELSEA SECURITIES, INC.
March 23, 1987 - January 21, 1988
PORTFOLIO ASSET MGT/USA FINANCIAL GROUP INC.
December 26, 1986 - January 21, 1987
BREUER CAPITAL CORPORATION
July 23, 1986 - October 29, 1986
DEVANNEY, BURGIN, SHANACY, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 12/4/1998
Limited Representative-Equity Trader ExamCurrent Firm
J.P. TURNER & COMPANY, L.L.C.
CRD#: 43177 / SEC#: , 8-50156
Contact information
Documents
Disclosures
| Regulatory Event | 30 |
| Arbitration | 12 |
Red Flags
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