Edwin P. Benedict
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Edwin Painter Benedict SR, who also goes by Edwin Painter Benedict Jr, Edwin Painter Benedict, was a registered financial professional .
Edwin is a previously registered financial professional and started their career in finance in 1983. Edwin had worked at 11 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 27, 2012 - January 2, 2015
ESSEX NATIONAL SECURITIES, LLC
February 16, 2010 - January 2, 2015
ESSEX NATIONAL SECURITIES, LLC
March 4, 2008 - February 17, 2010
LPL FINANCIAL LLC
May 23, 2005 - March 4, 2008
IFMG SECURITIES, INC.
May 1, 2002 - May 23, 2005
DFC INVESTOR SERVICES
February 23, 1998 - May 1, 2002
FISERV INVESTOR SERVICES, INC.
February 20, 1995 - February 19, 1998
ALLSTATE FINANCIAL SERVICES, LLC
August 23, 1994 - January 30, 1995
HAMILTON INVESTMENTS, INC.
April 23, 1986 - June 13, 1994
AMERIPRISE ADVISOR SERVICES, INC.
September 6, 1984 - May 5, 1986
DREYFUS BROKERAGE SERVICES, INC.
June 7, 1983 - July 20, 1984
BA INVESTMENT SERVICES, INC.
April 19, 1983 - October 21, 1983
INTERFIRST CAPITAL CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 8
Date: 11/24/1993
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
ESSEX NATIONAL SECURITIES, LLC
CRD#: 25454 / SEC#: 801-70990, 8-41750
Contact information
Direct owners and executive officers
Disclosures
| Regulatory Event | 5 |
Red Flags
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