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Edwin Painter Benedict Sr

CRD# 1105988·Registered 1983 - 2015
Previously Registered: Being a previously registered professional could mean that Edwin is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Edwin Painter Benedict SR, who also goes by Edwin Painter Benedict Jr, Edwin Painter Benedict, was a registered financial advisor. Edwin was a previously registered financial professional and started their career in finance 1983 - 2015. Edwin had worked at 11 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 8 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Edwin Painter Benedict Jr, Edwin Painter Benedict

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

43 years in the financial services industry

Current & Past Employments

Past

ESSEX NATIONAL SECURITIES, LLCPast·CRD# 25454
RIA
Whittier, CA
February 27, 2012 - January 2, 2015
ESSEX NATIONAL SECURITIES, LLCPast·CRD# 25454
BD
Whittier, CA
February 16, 2010 - January 2, 2015
LPL FINANCIAL LLCPast·CRD# 6413
BD
Whittier, CA
March 4, 2008 - February 17, 2010
IFMG SECURITIES, INC.Past·CRD# 14416
BD
Whittier, CA
May 23, 2005 - March 4, 2008
DFC INVESTOR SERVICESPast·CRD# 18558
BD
Chino Hills, CA
May 1, 2002 - May 23, 2005
FISERV INVESTOR SERVICES, INC.Past·CRD# 34637
BD
Houston, TX
February 23, 1998 - May 1, 2002
ALLSTATE FINANCIAL SERVICES, LLCPast·CRD# 18272
BD
Lincoln, NE
February 20, 1995 - February 19, 1998
HAMILTON INVESTMENTS, INC.Past·CRD# 821
BD
August 23, 1994 - January 30, 1995
AMERIPRISE ADVISOR SERVICES, INC.Past·CRD# 5979
BD
Detroit, MI
April 23, 1986 - June 13, 1994
DREYFUS BROKERAGE SERVICES, INC.Past·CRD# 7289
BD
September 6, 1984 - May 5, 1986
BA INVESTMENT SERVICES, INC.Past·CRD# 12965
BD
June 7, 1983 - July 20, 1984
INTERFIRST CAPITAL CORPORATIONPast·CRD# 7659
BD
April 19, 1983 - October 21, 1983

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Current Firm

EN
ESSEX NATIONAL SECURITIES, LLC

ESSEX NATIONAL SECURITIES, INC. | ESSEX NATIONAL SECURITIES, LLC

CRD#: 25454 / SEC#: 801-70990, 8-41750
BD
Terminated by SEC on 09/13/2016

Contact Information

Established

Delaware since 06/27/2012

Firm Type

Limited Liability Company

Fiscal Year End

December

Documents

Latest Form ADV

Direct owners and executive officers

NamePositionCRD#
ESSEX NATIONAL HOLDING COMPANY, LLCOWNER—
AMARANTE, STEPHEN PAULCHAIRMAN OF BOARD OF DIRECTORS3165067
COONEY, JOHN MICHAELCOO, CHIEF COMPLIANCE OFFICER, CFO, TREASURER, ROSFP1326757
CUMMINGS, WILLIAM FRANCISDIRECTOR4761165
DAVIS, SCOTT KELSOPRESIDENT, CEO, DIRECTOR1252573

Disclosures

Regulatory Event

5

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Feb 2012About the Series 66 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Nov 1983About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Jan 2015About the SIE exam

Series 7 — General Securities Representative Examination

Passed Apr 1983About the Series 7 exam

Series 8 — General Securities Sales Supervisor Examination (Options Module & General Module)

Passed Nov 1993

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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