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MA

Michael J. Antioho

MESIROW FINANCIAL
Chicago, IL 60654
Some features on this profile are disabled
CRD#: 1105871
MA

Professional summary


Michael John Antioho is a registered financial professional currently at MESIROW FINANCIAL, INC. located in Chicago, Illinois.

Michael is registered as a RR (Registered Representative) and started their career in finance in 1983. Michael has worked at 6 firms and has passed the Series 63, SIE and Series 7 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Michael John Antioho's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

February 7, 1994 - Present

MESIROW FINANCIAL, INC.

Office #1: 353 N. Clark Street, Chicago, IL 60654
BD
CRD#: 2764
Chicago, IL
Past

August 10, 1990 - February 25, 1994

YOUNG CAPITAL GROUP (LIMITED PARTNERSHIP)

BD
CRD#: 16380
CHICAGO, IL
Past

November 25, 1987 - July 26, 1990

BLUNT ELLIS & LOEWI INCORPORATED

BD
CRD#: 7580
Past

December 14, 1984 - October 28, 1987

HAMILTON INVESTMENTS, INC.

BD
CRD#: 821
Past

October 17, 1984 - January 7, 1985

CHANNER FINANCIAL CORPORATION

BD
CRD#: 6972
Past

March 23, 1983 - August 23, 1984

BMO CAPITAL MARKETS GKST INC.

BD
CRD#: 8352

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Arizona
(3/9/1999)
RR
California
(8/7/2018)
RR
Florida
(4/28/1994)
RR
Idaho
(4/26/1994)
RR
Illinois
(2/7/1994)
RR
Maryland
(3/1/2016)
RR
Michigan
(4/26/1994)
RR
Minnesota
(6/16/2020)
RR
Nebraska
(9/28/2023)
RR
New York
(4/26/1994)
RR
North Dakota
(12/16/2019)
RR
Ohio
(4/27/1994)
RR
Oregon
(4/26/1994)
RR
Texas
(4/25/2001)
RR
Virginia
(6/8/2001)
RR
Wisconsin
(8/16/2022)

Exams


State Security Law Exam
RR
Series 63
Date: 4/26/1983
Uniform Securities Agent State Law Examination
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
Nasdaq Stock Market

Current Firm


MF
MESIROW FINANCIAL, INC.
MESIROW & COMPANY | PEMBROKE CLEARING CORPORATION | MESIROW FINANCIAL, INC. | MESIROW CAPITAL, INC. | MESIROW & COMPANY, INCORPORATED

CRD#: 2764 / SEC#: , 8-28816

BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information


Main Address
353 N. Clark Street, Chicago, IL 60654
Mailing Address
353 N. Clark Street, Chicago, IL 60654
Phone number
(312) 595-6000
Established
Delaware since 10/12/1982
Firm type
Corporation
Fiscal year end
March
Firm Size
Medium
# of Employees

FINRA licenses (53 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
MESIROW FINANCIAL HOLDINGS, INC.MAJORITY SHAREHOLDER
MESIROW FINANCIAL SERVICES, INC.MINORITY SHAREHOLDER
PRICE, RICHARD SCOTTDIRECTOR367760
FARR, CHRISTOPHER DAYNECFO3239925
HAYES, MARY JO MOONCHIEF COMPLIANCE OFFICER1196353
JACOBSON, STEPHEN DAVIDSENIOR MANAGING DIRECTOR1353790
KEIG, JESSE JOSEPHDIRECTOR5268961
LEVINE, JEFFREY MICHAELCEO/PRESIDENT5627249
OAKLEY, ADAM JOELSENIOR MANAGING DIRECTOR, INVESTMENT BANKING4795934
PRICE, BRIAN DAVIDCHAIRMAN, INVESTMENT BANKING DIVISION5192466
WALDROP, TODD E.SENIOR MANAGING DIRECTOR4194147

Disclosures


Regulatory Event18
Civil Event1
Bond2

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


MESIROW FINANCIAL, INC.

CRD#: 2764Chicago, IL 60654

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