John W. Mckissick
Professional summary
John William Mckissick, CFP®, who also goes by Jack William Mckissick, is a registered financial advisor currently at UNITED CAPITAL FINANCIAL ADVISORS located in Elkhart, Indiana.
John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1983. John has worked at 15 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 22, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view John William Mckissick's CRS (Customer Relationship Summary).
Certified licenses
Start date: 1987
Experience
July 5, 2017 - Present
UNITED CAPITAL FINANCIAL ADVISORS
Office #1: 300 Nibco Parkway, Elkhart, IN 46516July 16, 2013 - December 31, 2017
COMPASS WEALTH ADVISORS, LLC
June 21, 2013 - December 31, 2015
HARBOUR INVESTMENTS, INC.
June 4, 2012 - May 17, 2013
CUSO FINANCIAL SERVICES, L.P.
June 4, 2012 - May 17, 2013
CUSO FINANCIAL SERVICES, L.P.
September 2, 2011 - May 31, 2012
FIFTH THIRD SECURITIES, INC.
September 2, 2011 - May 31, 2012
FIFTH THIRD SECURITIES, INC.
March 11, 2011 - September 7, 2011
LPL FINANCIAL LLC
December 15, 2010 - September 7, 2011
LPL FINANCIAL LLC
May 17, 2004 - December 15, 2010
CETERA INVESTMENT SERVICES LLC
June 12, 1997 - May 28, 2004
CETERA WEALTH SERVICES, LLC
March 11, 1997 - June 10, 1997
GUARANTY BROKERAGE SERVICES, INC.
August 17, 1995 - January 22, 1996
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
August 17, 1995 - January 22, 1996
OSAIC FA, INC.
February 10, 1994 - August 11, 1995
FORTH FINANCIAL SECURITIES, CORPORATION
February 3, 1993 - October 4, 1993
PRUCO SECURITIES, LLC.
January 13, 1992 - January 22, 1993
NATIONWIDE SECURITIES, LLC
April 13, 1983 - January 16, 1992
LUTHERAN BROTHERHOOD SECURITIES CORP.
Primary Firm SEC Registration
UNITED CAPITAL FINANCIAL ADVISORS
CRD#: 134600 / SEC#: 801-64376
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(7/5/2017)
Exams
Current Firm
UNITED CAPITAL FINANCIAL ADVISORS
CRD#: 134600 / SEC#: 801-64376
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 41,738 |
| AUM (Assets Under Management) | $ 17,211,052,120 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/01/2024 | ||
| 10/30/2023 | ||
| 01/26/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
UNITED CAPITAL FINANCIAL ADVISORS
CRD#: 134600Elkhart, IN 46516TRUST BUT VERIFY
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