Shawn M. Claycomb
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Shawn Michael Claycomb, who also goes by Shawn M Claycomb, was a registered financial professional .
Shawn is a previously registered financial professional and started their career in finance in 1983. Shawn had worked at 12 firms and has passed the Series 65, Series 63, SIE, Series 31, Series 7, Series 22, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 9, 2018 - December 21, 2018
BEND RETIREMENT SOLUTIONS, INC.
November 18, 2016 - July 6, 2017
TITUS WEALTH MANAGEMENT
December 13, 2011 - July 7, 2017
LPL FINANCIAL LLC
April 7, 2011 - November 1, 2011
PURSHE KAPLAN STERLING INVESTMENTS
April 30, 2010 - April 7, 2011
MUTUAL SECURITIES, INC.
March 16, 2010 - June 16, 2017
CLAYCOMB WEALTH MANAGEMENT
June 12, 2003 - May 3, 2010
LPL FINANCIAL LLC
June 12, 2003 - May 3, 2010
LPL FINANCIAL LLC
June 27, 2002 - July 1, 2003
A. G. EDWARDS & SONS, INC.
February 11, 2000 - July 1, 2003
A. G. EDWARDS & SONS, INC.
February 3, 1998 - March 1, 2000
MORGAN STANLEY DW INC.
September 5, 1997 - February 9, 1998
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
September 19, 1995 - September 23, 1997
BA INVESTMENT SERVICES, INC.
August 25, 1995 - September 21, 1995
LPL FINANCIAL LLC
July 22, 1994 - August 28, 1995
BA INVESTMENT SERVICES, INC.
April 13, 1994 - July 12, 1994
MONTANO SECURITIES CORPORATION
April 19, 1983 - October 11, 1983
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BEND RETIREMENT SOLUTIONS, INC.
CRD#: 298815 / SEC#: 801-114098
Contact information
Red Flags
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