Paul M. Wendee

PAUL M. WENDEE & ASSOCIATES

Vista, CA

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CRD#: 1105573

Professional summary

Paul Michael Wendee, CFP® is a registered financial advisor currently at PAUL M. WENDEE & ASSOCIATES located in Vista, California.

Paul is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1983. Paul has worked at 21 firms and has passed the Series 65, Series 63, Series 82TO, Series 79TO, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. 2015 to Present; California Baptist University in Riverside, CA and California State University Los Angeles, both are non-investment related, both located in California; Adjunct Professor for both universities; Spends approx 40 hrs/mo engaged in this business, most during non-trading hours. 2. 10/2018 to Present; Paul M. Wendee & Associates; Vista, CA; Yes investment-related; Owner and Chief Investment Officer; Registered Investment Advisor; Spends approx 1 hr/wk. 3. 02/1998 to Present; Paul M. Wendee & Associates, LLC; Vista, CA; Not Investment-related; Owner and Managing Director; Spends approx. 10 hrs/wk. 4. 12/2022 to Present; Northwest Quadrant Alternative Investments Management Company; Vista, CA; Yes investment related; Owner, Managing Director; Investment Fund Manager; Spends 5 hrs/wk. 5. 12/2022 to Present: Northwest Quadrant Alternative Investments Opportunity Fund, LLC; Vista, CA; Yes investment related; Chief Investment Officer; Investment Fund; Spends 5 hrs/wk. 6. 12/2022 to Present; Northwest Quadrant Alternative Investments Venture Fund, LLC; Vista, CA; Yes investment related; Chief Investment Officer; Investment Fund; Spends 5 hrs/wk. 7. Value Driver Institute; Vista, CA; Not investment related; Program Director; spends 1 hr/mo. 8. 04/2023 to Present; Entoro Capital, LLC; Houston, TX; Not investment related; Managing Director; Spends 10 hrs/mo. 9. 07/2024 to Present; Intrinsic Value Wealth Report Newsletter; Vista, CA; Not Investment related; Owner, Editor & Publisher; Investment Newsletter; Spend 5 hrs/mo. 10. 01/2025 to Present; Northwest Quadrant Alternative Investments Acquisition Fund; Vista, CA; Yes Investment Related; Owner, Investment Manager; Spend 1 hr/mo.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Paul Michael Wendee's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Experience

Current

November 20, 2018 - Present

PAUL M. WENDEE & ASSOCIATES

RIA

CRD#: 299188

Vista, CA

Past

April 21, 2023 - September 15, 2025

ENTORO SECURITIES, LLC

CRD#: 35192

HOUSTON, TX

Past

August 16, 2022 - February 22, 2023

EXEMPLAR CAPITAL, LLC

CRD#: 155786

BOSTON, MA

Past

March 25, 2020 - December 21, 2020

GT SECURITIES, INC.

CRD#: 116012

LOS ANGELES, CA

Past

January 31, 2018 - April 24, 2018

SILBER BENNETT FINANCIAL, INC.

RIA

CRD#: 156435

Vista, CA

Past

March 30, 2017 - April 24, 2018

SILBER BENNETT FINANCIAL, INC.

CRD#: 156435

ENCINO, CA

Past

June 3, 2014 - April 6, 2015

COURTLANDT SECURITIES CORPORATION

CRD#: 137356

NEWPORT BEACH, CA

Past

May 23, 2012 - February 6, 2013

SILBER BENNETT FINANCIAL, INC.

CRD#: 156435

ENCINO, CA

Past

February 16, 2011 - December 31, 2017

PAUL M. WENDEE & ASSOCIATES, LLC

RIA

CRD#: 119049

VISTA, CA

Past

November 4, 2010 - December 11, 2010

PAUL M. WENDEE & ASSOCIATES, LLC

RIA

CRD#: 119049

CAPISTRANO BEACH, CA

Past

February 2, 2010 - September 10, 2010

ARQUE CAPITAL, LTD.

RIA

CRD#: 121192

EL SEGUNDO, CA

Past

February 1, 2010 - September 10, 2010

ARQUE CAPITAL, LTD.

CRD#: 121192

SCOTTSDALE, AZ

Past

November 13, 2006 - February 16, 2010

SOUTH LAKE AVENUE SECURITIES CORPORATION

RIA

CRD#: 137387

PASADENA, CA

Past

March 27, 2006 - February 16, 2010

SOUTH LAKE AVENUE SECURITIES CORPORATION

CRD#: 137387

PASADENA, CA

Past

March 21, 2006 - November 24, 2008

WHEELER & MOTE, LLC

RIA

CRD#: 115312

PASADENA, CA

Past

September 21, 2005 - August 23, 2006

SYNDICATED CAPITAL, INC.

CRD#: 29037

DIAMOND BAR, CA

Past

March 1, 2005 - August 4, 2005

NORTH GLOBAL SECURITIES, INC.

CRD#: 132918

NEWPORT BEACH, CA

Past

July 27, 2000 - May 17, 2004

BROOKSTREET SECURITIES CORPORATION

RIA

CRD#: 14667

IRVINE, CA

Past

September 27, 1999 - May 17, 2004

BROOKSTREET SECURITIES CORPORATION

CRD#: 14667

SAN JUAN CAPISTRANO, CA

Past

November 16, 1994 - October 22, 1997

BROOKSTREET SECURITIES CORPORATION

CRD#: 14667

SAN JUAN CAPISTRANO, CA

Past

October 18, 1994 - November 25, 1994

INTERNATIONAL SECURITIES GROUP, INC.

CRD#: 22513

SAN DIEGO, CA

Past

September 22, 1993 - August 30, 1994

FIRST AFFILIATED SECURITIES

CRD#: 23737

LA JOLLA, CA

Past

May 17, 1993 - September 13, 1993

EDWARD JONES

CRD#: 250

ST. LOUIS, MO

Past

April 24, 1992 - December 16, 1992

AEGON USA SECURITIES INC.

CRD#: 13302

CEDAR RAPIDS, IA

Past

February 22, 1990 - August 3, 1990

HARRIS INVESTORS DIRECT, INC.

CRD#: 17664

CHICAGO, IL

Past

April 4, 1986 - December 31, 1988

ANCHOR NATIONAL FINANCIAL SERVICES, INC.

CRD#: 5774

Past

July 30, 1984 - April 16, 1986

FIRST AFFILIATED SECURITIES, INC.

CRD#: 6871

Past

March 22, 1983 - July 27, 1984

BATEMAN EICHLER, HILL RICHARDS, INCORPORATED

CRD#: 76

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(11/20/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 4/25/1994

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 5/4/1983

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 82TO

Date: 4/21/2023

Limited Representative-Private Securities Offerings

General Industry/Product Exam

Series 79TO

Date: 1/2/2023

Investment Banking Registered Representative Examination

General Industry/Product Exam

SIE

Date: 4/24/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/19/1983

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 6/30/1986

General Securities Principal Examination

Current Firm

PAUL M. WENDEE & ASSOCIATES

PAUL M. WENDEE & ASSOCIATES | WENDEE, PAUL MICHAEL

CRD#: 299188 / SEC#:

California

Registered Investment Advisory firm - (11/20/2018 Approved)

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Contact information

Main Address

Vista, CA

Mailing Address

Phone number

(949) 919-2853

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	1
AUM (Assets Under Management)	$ 2

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Paul M. Wendee

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Paul Michael Wendee's CRS (Customer Relationship Summary).

Certified licenses

Experience

ENTORO SECURITIES, LLC

EXEMPLAR CAPITAL, LLC

GT SECURITIES, INC.

SILBER BENNETT FINANCIAL, INC.

SILBER BENNETT FINANCIAL, INC.

COURTLANDT SECURITIES CORPORATION

SILBER BENNETT FINANCIAL, INC.

PAUL M. WENDEE & ASSOCIATES, LLC

PAUL M. WENDEE & ASSOCIATES, LLC

ARQUE CAPITAL, LTD.

ARQUE CAPITAL, LTD.

SOUTH LAKE AVENUE SECURITIES CORPORATION

SOUTH LAKE AVENUE SECURITIES CORPORATION

WHEELER & MOTE, LLC

SYNDICATED CAPITAL, INC.

NORTH GLOBAL SECURITIES, INC.

BROOKSTREET SECURITIES CORPORATION

BROOKSTREET SECURITIES CORPORATION

BROOKSTREET SECURITIES CORPORATION

INTERNATIONAL SECURITIES GROUP, INC.

FIRST AFFILIATED SECURITIES

EDWARD JONES

AEGON USA SECURITIES INC.

HARRIS INVESTORS DIRECT, INC.

ANCHOR NATIONAL FINANCIAL SERVICES, INC.

FIRST AFFILIATED SECURITIES, INC.

BATEMAN EICHLER, HILL RICHARDS, INCORPORATED

State Registrations and Notice Filings

Exams

Series 65

Date: 4/25/1994

Series 63

Date: 5/4/1983

Series 82TO

Date: 4/21/2023

Series 79TO

Date: 1/2/2023

SIE

Date: 4/24/2018

Series 7

Date: 3/19/1983

Series 24

Date: 6/30/1986

Current Firm

PAUL M. WENDEE & ASSOCIATES

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

PAUL M. WENDEE & ASSOCIATES

TRUST BUT VERIFY

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