Leslie I. Landis
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Leslie Irene Landis, who also goes by Leslie Irene Krause, Leslie Kross, was a registered financial professional .
Leslie is a previously registered financial professional and started their career in finance in 1983. Leslie had worked at 5 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 24, 2013 - June 8, 2017
KW SECURITIES CORPORATION
March 6, 2001 - March 2, 2011
AMERICAN INVESTORS COMPANY
March 11, 1999 - February 24, 2000
KW SECURITIES CORPORATION
May 23, 1990 - April 14, 1997
KW SECURITIES CORPORATION
June 3, 1985 - December 31, 1987
CETERA WEALTH SERVICES, LLC
July 20, 1983 - November 21, 1983
ALEXANDER ASSOCIATES INCORPORATED
March 22, 1983 - July 19, 1983
EQUITEC SECURITIES COMPANY
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
KW SECURITIES CORPORATION
CRD#: 8237 / SEC#: , 8-24792
Contact information
FINRA licenses (4 States and Territories)
Disclosures
| Regulatory Event | 3 |
Red Flags
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