Charlene M. Donovan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Charlene Marie Donovan, who also goes by Charlene Donovan Neary, Charlene Marie Neary, Charlene Weaver, was a registered financial professional .
Charlene is a previously registered financial professional and started their career in finance in 1983. Charlene had worked at 10 firms and has passed the Series 63, SIE, Series 7, Series 6, Series 24 and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 1, 2014 - November 22, 2017
STATE FARM VP MANAGEMENT CORP.
May 18, 2012 - August 11, 2014
SECURITY CAPITAL BROKERAGE, INC.
December 8, 2000 - July 29, 2010
MIRAMAR SECURITIES, LLC
March 17, 1998 - January 12, 1999
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
April 24, 1997 - October 6, 1997
CENTENNIAL CAPITAL MANAGEMENT, INC.
May 16, 1996 - July 10, 1997
JOHN HANCOCK DISTRIBUTORS LLC
May 9, 1995 - June 6, 1995
MIRAMAR SECURITIES, LLC
June 11, 1993 - February 8, 1995
CLEMENTE FUND MANAGEMENT INC
June 15, 1992 - June 11, 1993
WADDELL & REED
May 8, 1989 - June 4, 1992
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA
May 8, 1989 - June 4, 1992
PRUCO SECURITIES, LLC.
March 23, 1983 - June 4, 1992
PRUCO SECURITIES, LLC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
STATE FARM VP MANAGEMENT CORP.
CRD#: 43036 / SEC#: , 8-50128
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| STATE FARM INVESTMENT MANAGEMENT | SHAREHOLDER | 3487 |
| COOK, KRISTYN | EXECUTIVE VICE PRESIDENT AND DIRECTOR | 4215717 |
| FARNEY, JON CHARLES | PRESIDENT AND DIRECTOR | 2839964 |
| GHANBARPOUR, ARASH | VICE PRESIDENT AND DIRECTOR | 5129325 |
| HINTZ, SCOTT ALEXANDER | VICE PRESIDENT - FINANCIAL AND SECRETARY | 2004555 |
| LUDWIG, TERRENCE MICHAEL | CHIEF COMPLIANCE OFFICER AND TREASURER | 3231040 |
| MINEAU, SARAH | SENIOR VICE PRESIDENT AND DIRECTOR | 4634160 |
| MONTGOMERY, BRADLEY DOYLE | SENIOR VICE PRESIDENT AND DIRECTOR | 2913835 |
| PRESTON, BRIAN LYNN | ANTI-MONEY LAUNDERING AND OFFICE OF FOREIGN ASSETS CONTROL COMPLIANCE OFFICER | 4312143 |
| WILLARD, DANIEL NELSON | ASSISTANT SECRETARY AND COUNSEL | 5207081 |
Disclosures
| Regulatory Event | 7 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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