Bill E. Young
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Bill Edward Young was a registered financial professional .
Bill is a previously registered financial professional and started their career in finance in 1983. Bill had worked at 8 firms and has passed the Series 63, Series 3 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 5, 1995 - July 19, 1996
J. ALEXANDER SECURITIES, INC.
January 20, 1995 - May 18, 1995
COLUMBUS FINANCIAL, INC.
September 30, 1993 - December 5, 1994
TOLUCA PACIFIC SECURITIES CORP.
September 2, 1992 - September 10, 1993
ROTH CAPITAL PARTNERS, LLC
February 8, 1988 - April 8, 1992
PRUDENTIAL EQUITY GROUP, LLC
April 17, 1986 - January 23, 1988
DREXEL BURNHAM LAMBERT INCORPORATED
December 18, 1984 - April 11, 1986
WEDBUSH SECURITIES INC.
March 22, 1983 - December 4, 1984
BATEMAN EICHLER, HILL RICHARDS, INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
J. ALEXANDER SECURITIES, INC.
CRD#: 7809 / SEC#: , 8-23204
Contact information
Documents
Disclosures
| Regulatory Event | 24 |
| Arbitration | 4 |
| Judgment/Lien | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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