Timothy M. Kelly
Professional summary
Timothy Michael Kelly was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Timothy is a previously registered financial professional and started their career in finance in 1983. Prior to being barred, Timothy had worked at 3 firms, which includes PROTECTIVE GROUP SECURITIES CORPORATION, WMA SECURITIES INC., PFS INVESTMENTS INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 11, 2000 - April 3, 2001
PROTECTIVE GROUP SECURITIES CORPORATION
December 7, 1995 - November 10, 1999
WMA SECURITIES, INC.
June 7, 1983 - November 27, 1995
PFS INVESTMENTS INC.
State Registrations and Notice Filings
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Exams
Current Firm
PROTECTIVE GROUP SECURITIES CORPORATION
CRD#: 6757 / SEC#: , 8-13260
Contact information
Documents
Disclosures
| Regulatory Event | 10 |
| Civil Event | 1 |
| Arbitration | 2 |
Red Flags
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