Michael H. Kurland
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Hannon Kurland was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1983. Michael had worked at 12 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 10, 2023 - May 28, 2026
CETERA INVESTMENT ADVISERS LLC
August 10, 2023 - May 28, 2026
CETERA WEALTH SERVICES, LLC
June 18, 2019 - August 10, 2023
SECURIAN FINANCIAL SERVICES, INC.
June 11, 2019 - August 10, 2023
SECURIAN FINANCIAL SERVICES, INC.
May 14, 2018 - May 31, 2019
ON INVESTMENT MANAGEMENT CO
May 14, 2018 - May 31, 2019
THE O.N. EQUITY SALES COMPANY
March 24, 2000 - February 21, 2018
MML INVESTORS SERVICES, LLC
May 4, 1999 - February 21, 2018
MML INVESTORS SERVICES, LLC
October 26, 1998 - March 31, 1999
GUARDIAN INVESTOR SERVICES LLC
May 11, 1993 - July 31, 1998
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
May 11, 1993 - April 16, 1999
OSAIC FA, INC.
November 13, 1987 - May 24, 1990
PRUDENTIAL EQUITY GROUP, LLC
January 1, 1986 - November 19, 1987
DOMIK CORP.
April 19, 1983 - January 13, 1986
ADVEST, INC.
Primary Firm SEC Registration
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644 / SEC#: 801-20406
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644 / SEC#: 801-20406
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
