Stephen H. Akin

AKIN INVESTMENTS, L.L.C.

CHARLESTON, SC 29401

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CRD#: 1104380

Professional summary

Stephen Herbert Akin is a registered financial advisor currently at AKIN INVESTMENTS, L.L.C. located in Charleston, South Carolina.

Stephen is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2016. Stephen has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Stephen Herbert Akin's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 4, 2016 - Present

AKIN INVESTMENTS, L.L.C.

Office #1: 170 Meeting Street Suite 110, Charleston, SC 29401Office #2: 174 Meeting Street Suite 300-76, Charleston, SC 29401

RIA

CRD#: 281450

CHARLESTON, SC

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Mississippi
(6/6/2019)

IAR

South Carolina
(1/4/2016)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/19/2015

Uniform Investment Adviser Law Examination

Current Firm

AKIN INVESTMENTS, L.L.C.

AKIN INVESTMENT ADVISORY | AKIN, STEPHEN HERBERT | AKIN INVESTMENTS, L.L.C.

CRD#: 281450 / SEC#: 801-106698

RIA

Registered Investment Advisory firm - (10/8/2015 Terminated)

Mississippi

Registered Investment Advisory firm - (6/6/2019 Approved)

South Carolina

Registered Investment Advisory firm - (1/4/2016 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

170 Meeting Street Suite 110, Charleston, SC 29401

Mailing Address

170 Meeting Suite 110, Charleston, SC 29401

Phone number

(843) 822-4789

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Stephen H. Akin

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Stephen Herbert Akin's CRS (Customer Relationship Summary).

Certified licenses

Experience

AKIN INVESTMENTS, L.L.C.

State Registrations and Notice Filings

Exams

Series 65

Date: 8/19/2015

Current Firm

AKIN INVESTMENTS, L.L.C.

Contact information

Documents

Red Flags

Company Information

AKIN INVESTMENTS, L.L.C.

TRUST BUT VERIFY

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