Steven F. Schneider
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Steven Franz Schneider was a registered financial professional .
Steven is a previously registered financial professional and started their career in finance in 1983. Steven had worked at 13 firms and has passed the Series 63, SIE, Series 3, Series 7, Series 24 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 2, 2022 - September 12, 2023
FORESIDE FUND SERVICES, LLC
August 11, 2021 - December 31, 2022
COMPASS DISTRIBUTORS, LLC
March 13, 2014 - July 7, 2020
STADION MONEY MANAGEMENT, LLC
September 20, 2013 - June 14, 2021
ALPS DISTRIBUTORS, INC.
January 6, 2009 - September 18, 2013
FORESIDE GLOBAL SERVICES, LLC
January 2, 2008 - December 31, 2008
FORESIDE FUNDS DISTRIBUTORS LLC
July 9, 1999 - December 31, 2007
SEI INVESTMENTS DISTRIBUTION CO.
March 25, 1996 - April 2, 1998
SIFE
April 27, 1992 - April 19, 1995
STANTON INVESTMENT SERVICES, INC.
February 14, 1990 - April 29, 1992
NORTHERN TRUST SECURITIES, INC.
December 8, 1987 - February 13, 1990
A. G. EDWARDS & SONS, INC.
November 28, 1984 - November 25, 1987
ALLIED GROUP SECURITIES CORPORATION
March 22, 1983 - August 17, 1984
E. F. HUTTON & COMPANY INC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FORESIDE FUND SERVICES, LLC
CRD#: 46106 / SEC#: , 8-51293
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FORESIDE DISTRIBUTORS, LLC | SOLE MEMBER | |
| COWAN, TERESA MARIA KAZMIERSKI | PRES/MANAGER/DIRECTOR | 1544189 |
| EDELMAN, GABRIEL | SECRETARY | 6654419 |
| LA FOND, SUSAN LORENE | TREASURER | 4512785 |
| LANZA, CHRISTOPHER CONTE | VICE PRESIDENT | 2184856 |
| MACCHIA, KATE SCHENDEL | VICE PRESIDENT | 4863973 |
| SOMMERS, WESTON | CFO/FINOP | 5290145 |
| STROUT, ALICIA KIMBERLY | CHIEF COMPLIANCE OFFICER/VICE PRESIDENT | 6320351 |
Red Flags
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