Neil D. Hackman
Professional summary
Neil David Hackman, who also goes by Neil D Hackman, is a registered financial advisor currently at OAK FINANCIAL GROUP INC located in Stamford, Connecticut.
Neil is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1983. Neil has worked at 6 firms and has passed the Series 65, Series 63, Series 7, Series 6, Series 52 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Neil David Hackman's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 27, 1992 - Present
OAK FINANCIAL GROUP INC
June 28, 1995 - December 31, 1998
SPECTRUM SECURITIES, INC.
October 6, 1994 - June 21, 1995
OSAIC WEALTH, INC.
November 19, 1989 - September 20, 1994
OSAIC WEALTH, INC.
April 15, 1989 - April 15, 1992
NEW ENGLAND SECURITIES
July 3, 1986 - November 19, 1989
INTEGRATED RESOURCES EQUITY CORPORATION
March 15, 1983 - July 9, 1986
DAVID LERNER ASSOCIATES, INC.
Primary Firm SEC Registration
OAK FINANCIAL GROUP INC
CRD#: 106293 / SEC#: 801-40926
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(2/2/2010)
(3/27/1992)
(3/18/2010)
(2/3/2010)
(2/3/2010)
(2/1/2010)
(2/9/2022)
(2/3/2010)
(7/5/2006)
(2/16/2010)
Exams
Current Firm
OAK FINANCIAL GROUP INC
CRD#: 106293 / SEC#: 801-40926
Contact information
SEC notice filing (11 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 133 |
| AUM (Assets Under Management) | $ 146,883,351 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
