Stephen M. Donovick
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Stephen Michael Donovick was a registered financial professional .
Stephen is a previously registered financial professional and started their career in finance in 1983. Stephen had worked at 11 firms and has passed the Series 63, SIE, Series 3 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 7, 2009 - November 11, 2014
PRUDENTIAL ANNUITIES DISTRIBUTORS, INC
April 15, 2004 - December 19, 2008
JACKSON NATIONAL LIFE DISTRIBUTORS LLC
September 5, 2001 - July 10, 2003
PACIFIC SELECT DISTRIBUTORS, LLC
January 21, 2000 - November 20, 2000
COREBRIDGE CAPITAL SERVICES, INC.
May 16, 1996 - October 5, 1999
DWS DISTRIBUTORS, INC.
October 1, 1992 - April 30, 1996
GT GLOBAL, INC.
November 19, 1990 - July 20, 1992
USF&G INVESTMENT SERVICES, INC.
March 20, 1990 - October 12, 1990
GLOBAL ATLANTIC DISTRIBUTORS, LLC
February 11, 1988 - March 10, 1990
MFS FINANCIAL SERVICES, INC.
November 25, 1985 - March 21, 1986
PRUDENTIAL EQUITY GROUP, LLC
March 22, 1983 - June 3, 1985
E. F. HUTTON & COMPANY INC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
PRUDENTIAL ANNUITIES DISTRIBUTORS, INC
CRD#: 21570 / SEC#: , 8-39058
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THE PRUDENTIAL INSURANCE COMPANY OF AMERICA | SHAREHOLDER COMMON | |
| CARROLL, TRACEY MARIA | PRESIDENT | 5841463 |
| HAGGERTY, SCOTT PETER | CHIEF EXECUTIVE OFFICER | 2619329 |
| HARTNETT, CHRISTINA A | CHIEF OPERATING OFFICER | 2672099 |
| MCGRATH, SHANE THOMAS | CHIEF COMPLIANCE OFFICER | 4458909 |
| SMIT, ROBERT PHILIP | FINOP, CFO | 2332366 |
| THOMSEN, JORDAN K | CHIEF LEGAL OFFICER AND SECRETARY | 2821664 |
Disclosures
| Regulatory Event | 2 |
| Civil Event | 1 |
Red Flags
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