Richard J. Liburdi

COMPASS ION ADVISORS

ESTERO, FL

Some features on this profile are disabled

CRD#: 1103964

Professional summary

Richard John Liburdi, who also goes by Dick Liburdi, is a registered financial advisor currently at COMPASS ION ADVISORS, LLC located in Estero, Florida.

Richard is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1983. Richard has worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 3 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Dick Liburdi

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1-COMPASS ION ADVISORS, LLC; CONSHOHOCKEN, PA; RIA; START DATE: 12/1/2008; TITLE: VICE PRESIDENT; 25% TIME SPENT.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Richard John Liburdi's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 27, 2014 - Present

COMPASS ION ADVISORS, LLC

RIA

CRD#: 166418

ESTERO, FL

Past

December 8, 2008 - September 16, 2022

APW CAPITAL, INC.

CRD#: 43814

WEST CONSHOHOCKEN, PA

Past

December 3, 2008 - January 29, 2014

COMPREHENSIVE CAPITAL MANAGEMENT, INC.

RIA

CRD#: 119890

ROCKAWAY, NJ

Past

March 2, 2006 - December 31, 2008

EGE ADVISORS, LTD.

RIA

CRD#: 113625

MALVERN, PA

Past

March 2, 2006 - December 31, 2008

EMERGING GROWTH EQUITIES, LTD.

CRD#: 47040

BRYN MAWR, PA

Past

June 21, 2002 - March 9, 2006

NEW ENGLAND SECURITIES

RIA

CRD#: 615

NEWTOWN SQUARE, PA

Past

July 29, 1998 - March 9, 2006

NEW ENGLAND SECURITIES

CRD#: 615

NEW YORK, NY

Past

July 1, 1998 - July 23, 1998

NEW ENGLAND SECURITIES

CRD#: 615

Past

March 16, 1987 - July 6, 1998

HORNOR, TOWNSEND & KENT, LLC

CRD#: 4031

CONSHOHOCKEN, PA

Past

April 29, 1985 - November 13, 1986

SEI INVESTMENTS DISTRIBUTION CO.

CRD#: 10690

Past

March 22, 1983 - February 21, 1985

E. F. HUTTON & COMPANY INC

CRD#: 235

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

COMPASS ION ADVISORS, LLC

CRD#: 166418 / SEC#: 801-78503

RIA

Registered Investment Advisory firm - (8/30/2013 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(12/6/2017)

IAR

Pennsylvania
(1/27/2014)

IAR

Texas
(11/23/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/9/1998

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 4/6/1983

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 3

Date: 5/3/1983

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 3/19/1983

General Securities Representative Examination

Current Firm

COMPASS ION ADVISORS, LLC

CRD#: 166418 / SEC#: 801-78503

RIA

Registered Investment Advisory firm - (8/30/2013 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

300 Conshohocken State Road Suite 230, Conshohocken, PA 19428

Mailing Address

Phone number

(610) 228-2200

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (20 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

07 31 2025 CIA FORM ADV PART 2A FINAL (7/31/2025)

Regulatory assets under management

Total Number of Accounts	3,547
AUM (Assets Under Management)	$ 1,328,104,988

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/07/2024	Cover Page	Report
04/17/2024	Cover Page	Report
12/22/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

Similar Advisors

Stephen Zahka

EDWARD JONES

IAR

Marlborough, MA

Frank Moore

UBS FINANCIAL SERVICES INC.

IAR

Greenwich, CT

Marshall Rosen

OSAIC WEALTH, INC.

IAR

Fort Lauderdale, FL

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Richard J. Liburdi

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Richard John Liburdi's CRS (Customer Relationship Summary).

Certified licenses

Experience

APW CAPITAL, INC.

COMPREHENSIVE CAPITAL MANAGEMENT, INC.

EGE ADVISORS, LTD.

EMERGING GROWTH EQUITIES, LTD.

NEW ENGLAND SECURITIES

NEW ENGLAND SECURITIES

NEW ENGLAND SECURITIES

HORNOR, TOWNSEND & KENT, LLC

SEI INVESTMENTS DISTRIBUTION CO.

E. F. HUTTON & COMPANY INC

Primary Firm SEC Registration

COMPASS ION ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 10/9/1998

Series 63

Date: 4/6/1983

SIE

Date: 10/1/2018

Series 3

Date: 5/3/1983

Series 7

Date: 3/19/1983

Current Firm

COMPASS ION ADVISORS, LLC

Contact information

SEC notice filing (20 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

COMPASS ION ADVISORS, LLC

TRUST BUT VERIFY

Contact information

Similar Advisors