Daniel F. Quinn
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Daniel Festus Quinn was a registered financial professional .
Daniel is a previously registered financial professional and started their career in finance in 1983. Daniel had worked at 16 firms and has passed the Series 65, Series 63, Series 79TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 20, 2021 - December 23, 2021
LINCOLN DOUGLAS INVESTMENTS, LLC
January 6, 2010 - January 19, 2021
CAPE SECURITIES INC.
January 8, 2008 - March 18, 2009
CIC ADVISERS, LLC
January 2, 2008 - December 31, 2009
CAPITAL INVESTMENT GROUP, INC.
March 20, 2006 - December 31, 2007
WELLSTONE SECURITIES, LLC
September 26, 2005 - February 27, 2006
MIDSOUTH CAPITAL, INC.
September 15, 2005 - February 27, 2006
MIDSOUTH CAPITAL, INC.
October 11, 1999 - September 13, 2005
DUNWOODY BROKERAGE SERVICES, INC.
November 22, 1995 - October 8, 1999
JWGENESIS SECURITIES, INC.
August 27, 1993 - December 7, 1995
JOSEPHTHAL & CO., INC.
September 14, 1992 - August 28, 1993
MARION BASS SECURITIES CORPORATION
December 16, 1991 - August 28, 1992
AMERICAN FRONTEER FINANCIAL CORPORATION
November 15, 1991 - November 25, 1991
MARION BASS SECURITIES CORPORATION
May 17, 1990 - January 18, 1991
WACHOVIA SECURITIES, INC.
October 14, 1988 - May 25, 1990
KIDDER, PEABODY & CO. INCORPORATED
May 1, 1984 - October 19, 1988
THE ROBINSON-HUMPHREY COMPANY, LLC
December 8, 1983 - May 7, 1984
E. F. HUTTON & COMPANY INC
May 26, 1983 - November 25, 1983
HERETH, ORR & JONES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationCurrent Firm
LINCOLN DOUGLAS INVESTMENTS, LLC
CRD#: 155578 / SEC#: 801-72438, 8-68728
Contact information
FINRA licenses (42 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 199 |
| AUM (Assets Under Management) | $ 97,644,384 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
