Paul J. Alar
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Paul John Alar was a registered financial advisor .
Paul is a previously registered financial advisor and started their career in finance in 1983. Paul had worked at 9 firms and has passed the Series 66, Series 63, Series 3 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 6, 2009 - June 25, 2015
WEST MOUNTAIN, LLC
November 28, 2005 - August 13, 2007
TETON INVESTMENT PARTNERS, LLC
August 12, 2002 - December 1, 2005
THOMAS GROUP CAPITAL
November 28, 2001 - August 1, 2002
LAMON & STERN, INC.
January 13, 2001 - August 7, 2001
DEUTSCHE BANK SECURITIES INC.
May 21, 1999 - January 13, 2001
DB ALEX. BROWN LLC
March 10, 1995 - April 14, 1999
CIBC WORLD MARKETS CORP.
January 5, 1984 - February 15, 1995
J.P. MORGAN SECURITIES LLC
March 23, 1983 - December 27, 1983
HERETH, ORR & JONES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
WEST MOUNTAIN, LLC
CRD#: 144674 / SEC#: 802-80888
Contact information
Exempt reporting advisers
| SEC / JURISDICTION | REPORTING STATUS | EFFECTIVE DATE |
|---|---|---|
| SEC | ERA - Active | 1/15/2015 |
Red Flags
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