Frederick B. Spears
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Frederick Bruce Spears, who also goes by Fred Spears, was a registered financial professional .
Frederick is a previously registered financial professional and started their career in finance in 1983. Frederick had worked at 8 firms and has passed the Series 63, Series 7, Series 24 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 2, 1991 - November 6, 1991
GREAT WESTERN FINANCIAL SECURITIES CORPORATION
October 2, 1989 - February 19, 1991
PALM BEACH FINANCIAL, INC.
April 10, 1989 - October 3, 1989
INTEGRATED RESOURCES EQUITY CORPORATION
March 2, 1989 - April 19, 1989
HANIFEN, IMHOFF SECURITIES CORP.
October 30, 1987 - September 23, 1988
COMMVEST SECURITIES,INC.
October 22, 1985 - April 13, 1987
H.J. MEYERS & CO., INC.
March 29, 1985 - October 29, 1985
CITIGROUP GLOBAL MARKETS INC.
March 23, 1983 - February 6, 1985
FIRST JERSEY SECURITIES, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
GREAT WESTERN FINANCIAL SECURITIES CORPORATION
CRD#: 14229 / SEC#: , 8-30410
Contact information
Documents
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
