Scott B. Dubchansky
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Scott Brian Dubchansky, who also goes by Scott Brian Dubchanski, was a registered financial professional .
Scott is a previously registered financial professional and started their career in finance in 1983. Scott had worked at 12 firms and has passed the Series 63, Series 65, SIE, Series 3, Series 7, Series 24 and Series 27 exams.
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 2, 2020 - December 31, 2025
FORESIDE FINANCIAL SERVICES, LLC
February 13, 2013 - August 20, 2026
RIMROCK CAPITAL MANAGEMENT LLC
February 14, 2012 - December 31, 2019
DLX FINANCIAL GROUP, LLC
October 21, 2004 - February 23, 2010
MWAM DISTRIBUTORS, LLC
January 21, 1999 - December 31, 2004
FORESIDE FUNDS DISTRIBUTORS LLC
May 15, 1997 - December 31, 1998
FPS BROKER SERVICES, INC.
January 1, 1997 - February 10, 1999
METROPOLITAN WEST SECURITIES, LLC
August 26, 1992 - August 23, 1996
PERSHING LLC
March 15, 1990 - September 3, 1992
KIDDER, PEABODY & CO. INCORPORATED
February 17, 1990 - March 26, 1990
DREXEL BURNHAM LAMBERT GOVERNMENT SECURITIES INC.
May 7, 1984 - March 5, 1990
DREXEL BURNHAM LAMBERT INCORPORATED
March 28, 1983 - July 29, 1983
INTERFIRST CAPITAL CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FORESIDE FINANCIAL SERVICES, LLC
CRD#: 148477 / SEC#: , 8-68027
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FORESIDE DISTRIBUTORS, LLC | DIRECTOR OWNER/SOLE MEMBER | |
| BRUNNER, JENNIFER ANNE | VICE PRESIDENT/CHIEF COMPLIANCE OFFICER | 1137783 |
| COWAN, TERESA MARIA KAZMIERSKI | PRESIDENT/MANAGER/DIRECTOR | 1544189 |
| EDELMAN, GABRIEL | SECRETARY | 6654419 |
| LA FOND, SUSAN LORENE | TREASURER | 4512785 |
| LANZA, CHRISTOPHER CONTE | VICE PRESIDENT | 2184856 |
| MACCHIA, KATE SCHENDEL | VICE PRESIDENT | 4863973 |
| SOMMERS, WESTON | CFO/FINOP | 5290145 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.