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SD

Scott B. Dubchansky

RIMROCK CAPITAL MANAGEMENT LLC
Irvine, CA 92617-3040
Some features on this profile are disabled
CRD#: 1103806
SD

Professional summary

Scott Brian Dubchansky, who also goes by Scott Brian Dubchanski, is a registered financial advisor currently at RIMROCK CAPITAL MANAGEMENT LLC located in Irvine, California.

Scott is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1983. Scott has worked at 12 firms and has passed the Series 63, Series 65, SIE, Series 3, Series 7, Series 24 and Series 27 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Scott Brian Dubchanski

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Scott Brian Dubchansky's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

February 13, 2013 - Present

RIMROCK CAPITAL MANAGEMENT LLC

Office #1: 100 Innovation Drive Suite 200, Irvine, CA 92617-3040
RIA
CRD#: 120410
Irvine, CA
Past

January 2, 2020 - December 31, 2025

FORESIDE FINANCIAL SERVICES, LLC

BD
CRD#: 148477
Irvine, CA
Past

February 14, 2012 - December 31, 2019

DLX FINANCIAL GROUP, LLC

BD
CRD#: 158690
IRVINE, CA
Past

October 21, 2004 - February 23, 2010

MWAM DISTRIBUTORS, LLC

BD
CRD#: 132031
EVERGREEN, CO
Past

January 21, 1999 - December 31, 2004

FORESIDE FUNDS DISTRIBUTORS LLC

BD
CRD#: 31334
PORTLAND, ME
Past

May 15, 1997 - December 31, 1998

FPS BROKER SERVICES, INC.

BD
CRD#: 25065
KING OF PRUSSIA, PA
Past

January 1, 1997 - February 10, 1999

METROPOLITAN WEST SECURITIES, LLC

BD
CRD#: 30172
LOS ANGELES, CA
Past

August 26, 1992 - August 23, 1996

PERSHING LLC

BD
CRD#: 7560
JERSEY CITY, NJ
Past

March 15, 1990 - September 3, 1992

KIDDER, PEABODY & CO. INCORPORATED

BD
CRD#: 7613
NEW YORK, NY
Past

February 17, 1990 - March 26, 1990

DREXEL BURNHAM LAMBERT GOVERNMENT SECURITIES INC.

BD
CRD#: 19727
Past

May 7, 1984 - March 5, 1990

DREXEL BURNHAM LAMBERT INCORPORATED

BD
CRD#: 7323
Past

March 28, 1983 - July 29, 1983

INTERFIRST CAPITAL CORPORATION

BD
CRD#: 7659

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
RC
RIMROCK CAPITAL MANAGEMENT LLC
RIMROCK CAPITAL MANAGEMENT LLC

CRD#: 120410 / SEC#: 801-65109

RIA
Registered Investment Advisory firm - (1/5/2006 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
California
(2/13/2013)

Exams

State Security Law Exam
RR
Series 63
Date: 6/23/2020
Uniform Securities Agent State Law Examination
State Security Law Exam
IAR
Series 65
Date: 6/13/2013
Uniform Investment Adviser Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 3
Date: 8/27/1984
National Commodity Futures Examination
General Industry/Product Exam
RR
Series 7
Date: 3/19/1983
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 9/7/1983
General Securities Principal Examination
Principal/Supervisory Exam
RR
Series 27
Date: 7/16/1983
Financial and Operations Principal Examination

Current Firm

RC
RIMROCK CAPITAL MANAGEMENT LLC
RIMROCK CAPITAL MANAGEMENT LLC

CRD#: 120410 / SEC#: 801-65109

RIA
Registered Investment Advisory firm - (1/5/2006 Approved)
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Contact information

Main Address
100 Innovation Drive Suite 200, Irvine, CA 92617-3040
Mailing Address
Phone number
(949) 381-7800
Established
Firm type
Fiscal year end
# of Employees
26

SEC notice filing (1 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Latest Form ADV

Part 2 Brochures

RIMROCK CAPITAL MANAGEMENT LLC ADV BROCHURE (3/5/2026)

Regulatory assets under management

Total Number of Accounts22
AUM (Assets Under Management)$ 3,851,562,308

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

RIMROCK CAPITAL MANAGEMENT LLC

CRD#: 120410Irvine, CA 92617-3040

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Contact information

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