SD
Scott B. Dubchansky
RIMROCK CAPITAL MANAGEMENT LLC
Irvine, CA 92617-3040
Some features on this profile are disabled
CRD#: 1103806
SD
Professional summary
Scott Brian Dubchansky, who also goes by Scott Brian Dubchanski, is a registered financial advisor currently at RIMROCK CAPITAL MANAGEMENT LLC located in Irvine, California and FORESIDE FINANCIAL SERVICES, LLC located in Irvine, California.
Scott is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1983. Scott has worked at 12 firms and has passed the Series 63, Series 65, SIE, Series 3, Series 7, Series 24 and Series 27 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Scott Brian Dubchanski
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Rimrock Real Estate Ventures; Investment Related; Los Angeles, CA; 5/1/2017; Real Estate Ownership and Financing; Board Member; Board Member; 2 hours per month with 0 during trading hours. 2) Vimvi Real Estate; Not Investment Related; Pasadena, CA; 5/1/2019; Real Estate Brokerage; Board Member; Board Member; 2 hours per month with 0 during trading hours. 3) Rimrock Capital Management, LLC; Investment Related; Irvine, CA; 6/15/2011; SEC Registered RIA; Managing Director; Part Owner - Profits distributed among owners; 160 hours per month with 0 during trading hours. 4) MWAM Holdings, LLC; Not Investment Related; Los Angeles, CA; 8/1/1996; Holding company for Metropolitan West Asset Management; Owner; 0 hours per month with 0 during trading hours. 5) RRDS, LLC; Investment Related; Newport Beach; CA; Real Estate; Managing Member; Start Date 01/2020; 1hr per month with 0 hrs during trading hours 6) Lewis & Clark College; Portland, OR; Investment Related - Yes; Started 5/1/2012; College Endowment; Investment Committee Member; Serve on College Endowment Investment Committee; 1 hour per month with 0 hours during securities trading hours.
CRS (Client Relationship Summary) - RIA
Click below to view Scott Brian Dubchansky's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 13, 2013 - Present
RIMROCK CAPITAL MANAGEMENT LLC
Office #1: 100 Innovation Drive Suite 200, Irvine, CA 92617-3040RIA
CRD#: 120410
Irvine, CA
Current
January 2, 2020 - Present
FORESIDE FINANCIAL SERVICES, LLC
Office #1: 100 Innovation Drive Suite 200, Irvine, CA 92675BD
CRD#: 148477
Irvine, CA
Past
February 14, 2012 - December 31, 2019
DLX FINANCIAL GROUP, LLC
BD
CRD#: 158690
IRVINE, CA
Past
October 21, 2004 - February 23, 2010
MWAM DISTRIBUTORS, LLC
BD
CRD#: 132031
EVERGREEN, CO
Past
January 21, 1999 - December 31, 2004
FORESIDE FUNDS DISTRIBUTORS LLC
BD
CRD#: 31334
PORTLAND, ME
Past
May 15, 1997 - December 31, 1998
FPS BROKER SERVICES, INC.
BD
CRD#: 25065
KING OF PRUSSIA, PA
Past
January 1, 1997 - February 10, 1999
METROPOLITAN WEST SECURITIES, LLC
BD
CRD#: 30172
LOS ANGELES, CA
Past
August 26, 1992 - August 23, 1996
PERSHING LLC
BD
CRD#: 7560
JERSEY CITY, NJ
Past
March 15, 1990 - September 3, 1992
KIDDER, PEABODY & CO. INCORPORATED
BD
CRD#: 7613
NEW YORK, NY
Past
February 17, 1990 - March 26, 1990
DREXEL BURNHAM LAMBERT GOVERNMENT SECURITIES INC.
BD
CRD#: 19727
Past
May 7, 1984 - March 5, 1990
DREXEL BURNHAM LAMBERT INCORPORATED
BD
CRD#: 7323
Past
March 28, 1983 - July 29, 1983
INTERFIRST CAPITAL CORPORATION
BD
CRD#: 7659
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
RC
RIMROCK CAPITAL MANAGEMENT LLC
RIMROCK CAPITAL MANAGEMENT LLC
CRD#: 120410 / SEC#: 801-65109
RIA
Registered Investment Advisory firm - (1/5/2006 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(7/21/2020)
RR
Alaska(7/21/2020)
RR
Arizona(7/22/2020)
RR
Arkansas(7/22/2020)
IAR
California(2/13/2013)
RR
California(7/21/2020)
RR
Colorado(1/7/2020)
RR
Connecticut(7/22/2020)
RR
Delaware(7/21/2020)
RR
District of Columbia(1/8/2020)
RR
Florida(1/7/2020)
RR
Georgia(7/29/2020)
RR
Hawaii(7/22/2020)
RR
Idaho(7/21/2020)
RR
Illinois(7/23/2020)
RR
Indiana(7/24/2020)
RR
Iowa(7/22/2020)
RR
Kansas(7/23/2020)
RR
Kentucky(7/22/2020)
RR
Louisiana(1/7/2020)
RR
Maine(7/22/2020)
RR
Maryland(1/7/2020)
RR
Massachusetts(7/22/2020)
RR
Michigan(7/27/2020)
RR
Minnesota(7/24/2020)
RR
Mississippi(7/22/2020)
RR
Missouri(7/23/2020)
RR
Montana(7/22/2020)
RR
Nebraska(7/28/2020)
RR
Nevada(8/3/2020)
RR
New Hampshire(8/5/2020)
RR
New Jersey(10/13/2020)
RR
New Mexico(7/22/2020)
RR
New York(7/22/2020)
RR
North Carolina(7/22/2020)
RR
North Dakota(7/28/2020)
RR
Ohio(1/6/2020)
RR
Oklahoma(7/27/2020)
RR
Oregon(7/23/2020)
RR
Pennsylvania(7/22/2020)
RR
Rhode Island(7/22/2020)
RR
South Carolina(7/27/2020)
RR
South Dakota(7/24/2020)
RR
Tennessee(7/23/2020)
RR
Texas(7/22/2020)
RR
Utah(7/22/2020)
RR
Vermont(7/22/2020)
RR
Virginia(7/22/2020)
RR
Washington(8/10/2020)
RR
West Virginia(7/28/2020)
RR
Wisconsin(7/21/2020)
RR
Wyoming(7/22/2020)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
RC
RIMROCK CAPITAL MANAGEMENT LLC
RIMROCK CAPITAL MANAGEMENT LLC
CRD#: 120410 / SEC#: 801-65109
RIA
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Contact information
Main Address
100 Innovation Drive Suite 200, Irvine, CA 92617-3040
Mailing Address
Phone number
(949) 381-7800
Established
Firm type
Fiscal year end
# of Employees
27
SEC notice filing (1 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 20 |
| AUM (Assets Under Management) | $ 4,023,028,710 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
