Douglas C. Eby
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Douglas Carlton Eby was a registered financial professional .
Douglas is a previously registered financial professional and started their career in finance in 1983. Douglas had worked at 4 firms and has passed the Series 65, Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 14, 1992 - July 23, 2014
TORRAY INVESTMENT PARTNERS LLC
August 8, 1986 - August 10, 1995
THOMSON MCKINNON SECURITIES INC.
June 29, 1984 - August 18, 1986
B.F. SAUL SECURITIES, INC.
April 19, 1983 - January 20, 1984
FIRST UNION CAPITAL MARKETS CORP.
Primary Firm SEC Registration
TORRAY INVESTMENT PARTNERS LLC
CRD#: 105818 / SEC#: 801-8629
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
TORRAY INVESTMENT PARTNERS LLC
CRD#: 105818 / SEC#: 801-8629
Contact information
SEC notice filing (20 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 486 |
| AUM (Assets Under Management) | $ 725,813,254 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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